O que é este blog?

Este blog trata basicamente de ideias, se possível inteligentes, para pessoas inteligentes. Ele também se ocupa de ideias aplicadas à política, em especial à política econômica. Ele constitui uma tentativa de manter um pensamento crítico e independente sobre livros, sobre questões culturais em geral, focando numa discussão bem informada sobre temas de relações internacionais e de política externa do Brasil. Para meus livros e ensaios ver o website: www.pralmeida.org. Para a maior parte de meus textos, ver minha página na plataforma Academia.edu, link: https://itamaraty.academia.edu/PauloRobertodeAlmeida.

Mostrando postagens com marcador Leonidas Zelmanovitz. Mostrar todas as postagens
Mostrando postagens com marcador Leonidas Zelmanovitz. Mostrar todas as postagens

quinta-feira, 14 de dezembro de 2023

The Limits of American Power - Leonidas Zelmanovitz (Law and Liberty)


The Limits of American Power

by leonidas zelmanovitz


Law and Liberty, December 14, 2023

If an American-backed world order is to continue to do good in the world, it will require the recognition of other powers' legitimate spheres of influence.


It is well accepted among foreign relations specialists that at the time of the Cold War (1945–89) we lived in a “bipolar” world, with the United States and the Soviet Union competing for global hegemony. After the fall of the Berlin Wall, we lived in a “unipolar” world, with the United States as the sole superpower from 1989 to 2008 and the beginning of the Great Recession. Finally, we entered the “multipolar” world that we live in today, with three global superpowers: the United States, China, and Russia, and a number of regional powers, such as India and Iran.

To understand how global order might be maintained and a war of annihilation averted, we might recur to a neglected concept that emerged as the last multipolar era was ending: respect for great power spheres of influence.

Cold War Spheres of Influence

Many of the arrangements that brought us through the bipolar era unscathed were shaped— if not implemented—during the Second World War, out of a process of negotiation between great powers.

The composition of the Security Council of the United Nations, for instance, reflected the leading allies in WWII: the US, UK, France, the USSR, and China. The monetary arrangements agreed to at the Bretton Woods Treaty of 1944, though centered on the US dollar, were made with due consideration of the concerns of the other powers. (So much so that years later, the system crumbled because it became too onerous for the US to honor its commitments to redeem its currency in gold when asked by the central banks of other members.)

One important aspect of the international order that was shaped during WWII and helped prevent another war in Europe was the delineation of spheres of influence between the leading powers. Exhibit A is the “percentage agreement” reached between Churchill and Stalin in Moscow concerning their two countries’ respective influence in the Balkans. The partition of Germany and the acknowledgment of the Baltic States and Poland as part of the Soviet sphere of influence were also part of that, of course.

So it wasn’t simply a balance of power between the Soviet Union and the United States that prevented a nuclear war: it was also an acknowledgment that each one of them was more or less free to act in its own sphere of influence without the interference of the others. The free hand the Soviets had in Eastern Europe and the many American interventions in Latin America during the Cold War attest to this reality.

The stationing of nuclear missiles in Turkey and the consequent Cuban crisis in 1962 was solved under the spheres-of-influence paradigm, even if the great powers were testing the limits of how much they could encroach upon the other’s sphere.

One of the failures of the current international arrangements is that they were designed to operate by consensus, with respect on the part of the superpowers for their respective spheres of influence. But that was not to be. The consensual approach followed during WWII was not followed by the superpowers in the following years. Nor were their respective spheres of influence as well defined around the globe as they were in Europe.

For instance, the British and French could not solve the Suez Canal crisis of 1956 on their own terms—the US would not let them do that.

The Chinese found it intolerable that after repelling the North Korean invasion, South Korea and its allies invaded the north, and came closer to the Chinese border. It was fine for North Korea to erase South Korea, but the risk of having American troops so close to Beijing was unacceptable.

Many other regional conflicts took place on the borders of ill-defined spheres of influence—the Vietnam War and the Israeli-Arab wars being two examples.

The Soviets used all the tricks in the book to check American hegemony around the world: Marxist, socialist, anti-colonial, and anti-Zionist ideologies, support for terrorism, narcotics, industrial espionage, you name it. Sure, the global communism of the Third International and its affiliates and offshoots like Forum de São Paulo are expansionist ideologies, and so it is possible that they would not succumb to realpolitik considerations and limit themselves, even if better-delineated spheres of influence were designed and the consensual arrangements among the permanent members of the UN Security Council were taken to the letter.

Alas, we will never know, since the superpowers and their clients early in the game decided simply to “contain” each other instead of finding ways to better define their respective spheres of influence.

Like all other counterfactuals, this one would be impossible to prove, but it is interesting and illuminating to speculate about what the Soviets would have bargained for in exchange for ending their support of leftist and narco guerrillas in Latin America, Palestinian terrorists, revisionist powers in the Middle East, and the enemies of the open society inside the Western intelligentsia. Would that not have been worth, say, the Dardanelles or shared control of the Persian Gulf?

Despite many setbacks, the United States “won” the Cold War, and by 1989, achieved global hegemony. Only to squander it in little more than a decade. There are many dimensions to the relative decline of American power after the Cold War, a decline which has gone hand-in-hand with the decline of American exceptionalism.

America’s Changing Position

At the end of WWII, the US was responsible for 25% of the world’s GDP and was the sole nuclear power. Its political institutions had survived the carnage and economic destruction of the last 30 years (1914–45), and there were no profound ideological differences among the people. Americans’ worldview was predominantly centrist and homogeneous.

True, the national debt held by the public had grown to more than 100% of GDP, but it gradually receded in the coming decades. It is excusable that at the peak of its power, the United States did not have much incentive to accommodate the aspirations of rising powers like China and Russia, much less anyone else.

Similarly, when the Berlin Wall fell, the US saw an opportunity to expand NATO and to integrate former satellites of the Soviet Union as part of the Western sphere of influence. The Russians did not like that, but there was little they could do since they were dealing with the fragmentation of their empire.

Nevertheless, it seems a reasonable supposition that the 1993 Budapest Memorandum, through which Ukraine gave its nuclear weapons and the Black Sea fleet up to Russia in exchange for toothless security assurances from Western allies, was an acknowledgment that Ukraine was part of the now-significantly diminished Russian sphere of influence, and that in case of war between Russia and Ukraine, the Western powers would support Ukraine with blankets and medical supplies, but nothing else. And that was what happened when Russia invaded Crimea and the Donbas in 2014.

By that time, however, the world was already the multipolar one we live in today. Also, in the early 2010s, fiscal considerations forced the United States to abandon the “Two war construct,” the doctrine by which the United States would define the size of its military as sufficient to wage two major wars simultaneously. It was already difficult for the United States to pursue its strategic interests in a world in which it was by far the strongest superpower, but it has become much harder now that there is at least one other superpower. If that was not bad enough, it seems that the framework of respecting the spheres of influence of the other superpowers had been thrown out of the window. This was a mistake.

As we can see from the examples mentioned above, it is much easier for the United States to pursue its national interests within its own sphere of influence when its foreign policy recognizes the spheres of the other powers. That was true when the United States was much more powerful than what it is now, and it is even more true today.

For much of the post-war period, it was convenient for the United States to maintain a military strong enough to engage in any corner of the globe unimpeded. It was much easier to protect something like freedom of navigation, for instance, by unilaterally enforcing it than by relying on the mutual interests of other powers in keeping the sea lanes open in their backyards.

The need to establish a new modus vivendi with the other powers, especially the revisionists ones of Russia and China, will only become more pressing in the future.

Still, the other superpowers (Russia, China, India, and the Europeans) do have a shared interest in the global order. That is not to say, of course, that the superpowers, including the United States, never have interests in conflict with the global order. It may well be the case that under certain circumstances, the downsides of the global order may outweigh the benefits for a given country. In those circumstances, we may expect that it will become a revisionist power, acting against the global order and not as a supporter of that order.

On the whole, however, it has been a great diplomatic blunder over the last several decades that the United States has actively pushed world powers into a revisionist position, rather than trying to reassure them that their interests can best be attained within the American-led global order.

It is possible, of course, that there is nothing the US can do to accommodate China and Russia, and the alternatives are between containment or surrender. Possible, but not likely.

It is difficult for me to believe that the Chinese government would consider it to be in their interest to confront the West if the West allowed China to control the South China Sea and to incorporate Taiwan. It is similarly difficult for me to believe that the Russian government would prefer to continue as a pariah if the West negotiated with them a new sphere of influence which included Moldova and Ukraine.

It is also difficult for me to believe that a reformed UN Security Council—in which the permanent members (perhaps expanded to include India) decide their differences by consensus—would not be preferable to bringing the world to the brink of nuclear war as more and more regional conflicts may grow out of control.

What the Future Holds

The American naval build-up in the Mediterranean immediately following the October 7 attack on Israel, has been sufficient to prevent the conflict from broadening, as much as unsavory characters from Tehran to Ankara would be tempted to do otherwise. But can we say that this deterrence power would be respected if China and Russia had decided to challenge it?

The fact that they are supporting their clients in the region, such as Iran and Syria, and trying to create as many problems as they can for the United States and its allies should not distract from the fact that they are not risking direct confrontation to keep the terrorists of Hamas in the field. Their restraint may be, in part, that Israel likely has its own nuclear weapons, and it is unclear what they would contemplate doing if their existence were to be put at risk.

What China and Russia would do if the United States decided to wage war on Iran is a different matter.

The need to establish a new modus vivendi with the other powers, especially the revisionist ones of Russia and China, will only become more pressing in the future. Despite widespread rhetorical bluster to the contrary, Russia and China are rational actors. Iran, however, may not be. If the United States must one day contain Iran militarily, which is not unlikely, an agreement with Russia, China, and India, would be required.

I don’t know what the price of that would be—it may well be too expensive. But if it is not realistically tried, we will never know.

I recently attended a lecture by Prof. John Mearsheimer. It is difficult not to appreciate his realism. Yet, cynical as I am, I am not prepared to be as cynical as he is in some of his assessments. They remind me of people who say that “judges are just politicians in robes” or that “taxes are theft.” I disagree with that. I believe that there is something we call justice and that it is something more than the residue of politics. I believe that there is a distinction between a legitimate state and a gang of stationary robbers, although both live off others. A set of moral values is what gives legitimacy to the state in its use of force, its imposition of taxes, and so forth. It is precisely that moral foundation that a group of terrorists like Hamas or a gang of common criminals like the drug dealers controlling large swaths of territory in Latin America lack.

In the same way, I understand the American-led global order as a force for good in this world. It is not perfect—nothing is perfect—but it is better than all the alternatives. Think about someone living in the Byzantine Empire in the seventh century. Would you side with Byzantium or with the invading Arabs?

However, for Byzantium to survive (another eight centuries, in fact) it was forced to regroup in Asia Minor, and retreat from Syria and the rest of the Levant, leaving behind Egypt, the most important of all Roman provinces.

The US can still do good in this world, but if it is to do so, it needs to recognize its limits, bring together its allies like Europe and India, and by maintaining imperfect but manageable spheres of influence, reach a détente with Russia and China.

Leonidas Zelmanovitz, a fellow with the Liberty Fund, holds a law degree from the Universidade Federal do Rio Grande do Sul in Brazil and an economics doctorate from the Universidad Rey Juan Carlos in Spain.

terça-feira, 15 de novembro de 2022

Brazil's "Moderated" Liberty - Leonidas Zelmanovitz (Liberty Fund)

Essay: Liberty Fund 


Pedro Américo: Independência ou Morte

Leonidas Zelmanovitz

Liberty Fund, November 15, 2022

On September 7, 1822, the son of the Portuguese king, the prince regent of Brazil, declared Brazilian independence and became Brazilian Emperor, taking the name of Dom Pedro I. The occasion may not have been as glamorous as later depicted in the canvas “Independence or Death,” but it was the formal birth of the nation. Since then, Brazil has achieved significant, but limited, constitutional liberty.

Independence or Death

The roots of Brazilian national identity and political independence may or may not be traced deep into colonial times. Certainly, however, the events of the early nineteenth century decisively shaped the idea of Brazil as a distinct political entity. In 1808, the Portuguese court arrived in Rio de Janeiro, escaping from Napoleon’s invasion. King Joao VI (at that time still prince regent) abolished the colonial condition by opening Brazil to direct trade with all “friendly nations,” and later, in 1815, Brazil was made an integral part of the “United Kingdom of Portugal, Brazil, and Algarve.”

The end of colonial status of Brazil implied that the commercial interests in Portugal, which had benefited from a draconian monopoly of Brazilian trade before 1808, lost their monopolistic rents. At the same time, the Portuguese bureaucrats also lost the rents that used to come along with political power over Brazil when Joao VI decided to remain in Rio de Janeiro instead of returning to Lisbon upon Napoleon’s defeat. Brazil was by then already a bigger, wealthier, and more populated territory than Portugal proper. The reaction of Portuguese elites was the “Porto Revolution of 1820,” a botched attempt to reinstate the colonial statute, which inadvertently triggered Brazilian independence.

The situation in Brazil was dire at that time. Of about 4.5 million inhabitants, 1 million were white Portuguese, 800,000 were Native Americans, 1.2 million were slaves brought from Africa, and about 1.5 million were free decedents of white, black, and native people. Slavery was at the same time the cornerstone of the economy and the major impediment to economic growth.

Though local governance, the Portuguese language, and the Catholic religion had been well established in colonial times, almost every other major institution was introduced in the country after 1808, including the first institution of higher education, the first press, the first bank, a rudimentary centralized bureaucracy, and a national army.

Imagine the United States becoming independent with King’s College being the only institution of higher education and less than 15 years old, without a press, without industries, and without state governments.

Considering the circumstances, the constitution given to Brazil by Dom Pedro I was remarkably liberal, its virtues evidenced by the fact that it lasted from 1824 to 1891, the longest of any other constitutions of the country since.

Yet that constitution arguably planted the seeds of some of the most intractable problems haunting Brazil to this day. Most importantly, it did not recognize a single source of legitimate political power. Both the Emperor and the People were recognized as sources of sovereignty. That was not an arcane and inconsequential feature, as I hope to demonstrate.

The Moderating Power

The traditional division of power, since Montesquieu’s The Spirit of the Laws, has been one of three branches of power, the executive, the legislative, and the judiciary, all of them having popular sovereignty as the sole source of their legitimacy.

Benjamin Constant later proposed a different separation of power. It was based on the recognition that in England, the quintessential constitutional monarchy at his time, in the words of Adolphe Thiers: “the king rules but does not govern.” Based on that observation, Constant proposed that the king had a “moderating” power, with the executive power vested in the cabinet of ministers, and the king acting as an impartial “judge” of the political game. Constant is mostly understood as describing, in more detail, a liberal conception of constitutional monarchy with popular sovereignty exercised by a parliament, and not as challenging such conception.

However, that was not what was institutionalized in Brazil.   

The charter Dom Pedro I gave the country concentrated power in his hands to intervene in the political process whenever he deemed it necessary. To that end, he institutionalized a power of “tutelage” of the exercise of popular sovereignty for himself. The emperor at his sole discretion could fire the cabinet, dissolve the parliament, call new elections, command the armed forces, and enjoy legal immunities, among other prerogatives. Soon he abused that power. A crisis ensued and, for all practical purposes, he was forced to resign in 1831. His son, Dom Pedro II, exercised that power more prudently, if not more sparingly, until the monarchy was abolished by a military coup in 1889.

Although Brazil, once it became a republic, has never again explicitly acknowledged the right of someone to exercise “tutelage” over the political process in its formal constitutions, first the army and more recently the Supreme Court have claimed such powers time and again.

Aside from other minor and not-so-minor incidents, Brazil had military coups in 1889, 1930, 1945, and 1964. More recently, the Supreme Court has claimed to have powers not considered by most legal scholars to be authorized by the current Brazilian constitution of 1988.

With more or less acknowledgment, all those instances of tutelage over the political process are manifestations of the “moderating power.” It is part of the real, unwritten Brazilian Constitution.

If the Army yesterday or the Supreme Court today may decide that the institutions of limited and representative government in the country are not sufficient . . . then the real sovereign is not the people.

The problem is that the principle of legality, a cornerstone of the rule of law, means not only that private individuals are free to do whatever is not forbidden by law, but also that public agents are authorized to do only what is mandated by law.  If the political constitution recognizes that the sole source of legitimacy is the sovereignty of the people and determines how the different branches of government will exercise such sovereignty on behalf of the people, then any infringement of the constitution is an infringement on popular sovereignty, and therefore, illegitimate—period.

Throughout Brazilian history, defenders of such arrangements have argued that extreme circumstances require extreme measures, and therefore, the exercise of such “tutelage” is warranted every time that the integrity of the country is at risk. However, other societies have institutionalized emergency powers subject to popular sovereignty rather than above it.

If the Army yesterday or the Supreme Court today may decide that the institutions of limited and representative government in the country are not sufficient, for example, to check the power of a political maverick and therefore they are entitled to intervene “for the good of the country,” then the real sovereign is not the people but whoever exercises the ultimate power in emergency cases. That is the Hobbesian lesson of Carl Schmitt, like it or not.

In other words, the rule of law in the country is conditioned to the goodwill of whoever is perceived as having such “moderating power.”

Another argument presented by the supporters of such usurpation of popular sovereignty is that Dom Pedro II used it with prudence. That seems to me a non-sequitur. Because that man happened to be a prudent man, it does not follow that any other man or group of men will act similarly.

“Jabuticaba” is a fruit that grows only in Brazil. Everything that exists only in Brazil such as the acceptance of a “moderating power” limiting popular sovereignty is also called a “jabuticaba.” Very well, what are the consequences of this particular “jabuticaba”?

In order to answer that, let us consider in what way slavery was a deadweight preventing the country from developing. The answer is that about a fifth of the population of the country was denied basic individual rights. Slavery, aside from being a moral monstrosity, denied to the slaves the necessary conditions to engage in mutually beneficial exchanges, and to benefit from the use of whatever knowledge of particular circumstances they might have come across.

Think now about the fact that, for all practical purposes, the rule of law was and according to some still is conditional. Do you think your property is secure? It is better to think twice. Do you think you know what the rules are for whatever endeavor you have chosen for yourself? Again, it is better to think twice.

That capital formation and wealth accumulation are still happening in the country is a wonder of wonders. Considering that Brazil is one of the world’s biggest economies, defenders of Brazilian political practices may argue that Brazil did not fare so badly after all, and we cannot know what would have happened if the frequent infringements of constitutional order were not so easily tolerated. Even if it is impossible to measure, we may nevertheless affirm beyond doubt that ceteris paribus, whatever security of possession and personal autonomy does exist, it is less than what it could exist if encroachments on popular sovereignty were not tolerated as they are to this day in the country. By the same token, if we accept that the rule of law is the foundation of individual incentives for wealth creation, the country would be, by definition, potentially wealthier if the rule of law were stronger than it actually is.

American Brazilianization? 

Are we experiencing a process of “Brazilianization” of the United States? That question would require more detailed consideration. However, the lessons from two hundred years of Brazilian independence without being able to clearly establish the principle of popular sovereignty may serve as a cautionary note to whoever takes it for granted anywhere.

We might analyze events of American history using the framework of the “moderating” power we see in Brazil, one that “for the good of the country,” can infringe the principles of legality and put itself above the constitutional order, even if only in spirit: What were the instances in which such episodes could be identified; who are the ones most likely to believe that they are above the law?

Changing circumstances may require changes in the institutional setting for the very survival of the polity. This fact does not do away with the importance of constitutional procedures in making those changes.

When substantive institutional changes are made not by constitutionally acceptable methods, but by abusing forms and disregarding traditional interpretations, they amount to infringements on popular sovereignty, and the legitimacy of the entire political system is called into question.

What unites the American people is not a common ethnic origin, is not a common religion, is not a common history, is not a common language, but an acceptance of some ideas which informed the American founding documents. That has been proved by the number of people from different parts of the globe who dream to become Americans regardless of their religious beliefs or the color of their skin.

That the United States is no longer the kind of polity thought by the framers is obvious. Again stating the obvious, many institutional changes since the founding were for the better. Still, we may argue that everything good that changed in the United States since its founding was inspired and made possible by the ideals behind the political arrangements established at the founding.

Chief among those ideals is the ideal of popular sovereignty exercised through a limited and representative government as established by the American Constitution. That is the positive expression in the laws of the country of the somewhat metaphysical concept of the Rule of Law.

The United States became the most powerful political society in the world thanks to the allegiance that so many productive, innovative, brave individuals were and still are willing to give to its flag.

Weakening respect for the laws and political practices in the country also weakens the country as a political entity, even if there is a long way to go until “tutelage” by any self-proclaimed elite becomes an acceptable part of the actual political norms, as they still seem to be back in Brazil.

Gordon Brown, a former Prime minister of the UK, once humorously remarked that “in establishing the rule of law, the first five hundred years are always the hardest.” Perhaps, about three hundred years from now, we will all be laughing at that in Brazil and in the United States.

sábado, 12 de janeiro de 2019

Fernão de Magalhães: livros sobre a primeira viagem de circunavegação


Projeto Fernão de Magalhães - leituras

Paulo Roberto de Almeida
 [Objetivo: mini-resenhas; finalidade: preparar projeto]
  
Leitura de alguns livros sobre Fernão de Magalhães, com notas sintéticas.

Resumo sobre o custo da primeira viagem de circunavegação: pode-se calcular que o custo total da viagem de Fernão de Magalhães foi, em preços atualizados de hoje (um ducado espanhol do início do século XVI equivalente aproximadamente a US 150), de 3 milhões e setecentos mil dólares.


1) José Maria Latino Coelho: Fernão de Magalhães, com um prefácio de Júlio Dantas; 4a ed.; Lisboa: Empresa Literária Fluminense, 1921
 “Pour écrire en prose, il faut avoir quelque chose à dire.” – Maupassant.
“Designado Fernão de Magalhães por capitão-mor da expedição entrou a governar a Trinidad, que ia por capitania. A segunda caravela Santo Antonio capitaneava João de Cartagena. A terceira, por nome Concepción, mandava Gaspar de Quesada, e fazia nela o ofício de piloto o celebrado Elcano, que mais particularmente partilhou com Magalhães as glórias desta longa navegação e descobrimento. A quarta, cuja invocação era Victoria, comandava Luiz de Mendonça. Na caravela Santiago embarcou de capitão João Serrano, que era ao mesmo tempo piloto-mor de toda a frota. Tripulavam ao todo as cinco embarcações duzentos e trinta e sete homens...” (152-3).
“Fernão de Magalhães foi a Burgos, onde estava  imperador e lhe beijou a mão, e o imperador lhe deu mil cruzados de acostamento para gasto de sua mulher enquanto fosse sua viagem...” (p. 154, Gaspar Corrêa, Lendas da Índia, tomo II, parte II, p. 627).
“Largou de Sevilha a armada em 1 de agosto de 1519, e aos 27 de setembro desaferrou do porto de San Lucar, aproando ao rumo das Canárias. Tomando terra em Tenerife para refrescar, e aperceber-se de vitualhas, passando na volta de Cabo-Verde e endireitando para a América, surgiram na baia de Santa Luzia, de onde saíram a 27 de dezembro. Chegando ao rio da Prata, foi a nau Santiago pelo rio acima, até 25 léguas de sua foz, e veio trazendo nova de que o rio se alargava para o norte.” (p. 156)
Citação de Gaspar Corrêa: “Partiu-se de Canarias de Tenerife e foi demandar Cabo-Verde, donde atravessou à costa do Brasil, e foi entrar num rio que se chama Janeiro... E daqui foram navegando até chegarem ao cabo de Santa Maria, que João de Lisboa descobrira no ano de 1514...” (p. 159)
Revolta de João de Cartagena e outros: “Usou Fernão de Magalhães de extrema severidade para com os capitães que se haviam alevantado contra ele e andavam apostados para o matar. Foi sumaríssimo o processo, com que os sentenciou à pena capital,... e fez neles justiça crudelíssima.”(p. 161) “Veio depois Fernão de Magalhães junto da caravela de João de Cartagena, e por ardil de que usou para evitar um rencontro, onde poderia derramar-se muito sangue, entrou na embarcação e ao Cartagena prendeu e mandou esquartejar com pregão de traidor...” (p. 162; cita Gaspar Corrêa, Lendas da Índia, tomo II, parte II, p. 629).
“Não era apenas a vida que o lustre português havia de perder, se chegasse a vingar a sedição dos espanhóis. Era a própria empresa em que se empenhava, e a glória que já sonhara para si, e os louros imortais de ousado aventureiro e de feliz descobridor. (p. 163-4).
“A 24 de agosto de 1520 se fizeram de novo ao mar as caravelas.
“Pouco depois naufragou, na violência de uma borrasca, a nau Santiago, em que ia o piloto-mor João Serrano, sem que houvesse que lastimar a perda da tripulação e da fazenda.” (p. 165) “Navegaram as quatro caravelas que ainda restavam, até darem fundo num rio a que deram o nome de Santa Cruz, e guarnecendo-se ali contra os temporais, e fazendo aguada e provisão do que a terra podia ministrar, a 18 de outubro se aventuraram de novo ao Oceano.” (p. 165-6).
Fugiu uma nau [Santo Antonio, de Mesquita] de volta à Espanha. Sobraram Concepción, Victoria e Trinidad, que engolfaram-se pelo estreito, e “saiu afinal no Mar do Sul, a 27 de novembro de 1520, depois de ter gastado vinte e dois dias nesta derrota.” (p. 168-9).
“Navegando sempre a noroeste passou Fernão de Magalhães a 13 de fevereiro de 1521 o equador, e chegando aos 13o de latitude boreal, descobriu um arquipélago, a que chamou de ilha dos Ladrões, por lhe parecer que os índios seus habitadores eram mui inclinados à rapina.” (p. 172) Morte de Magalhães.
De volta à Espanha, Sebastian de Elcano recebeu de Carlos V o galardão de alta façanha, e por divisa de seu brazão o moto Primus circumdedisti me. (p. 192-3)

2) Visconde de Lagoa: Fernão de Magalhães: a sua vida e a sua viagem. Lisboa: Seara Nova, 1938, 2 vols.
“As cinco naus, adquiridas de segunda mão, importaram em 1.315.750 maravedis, sendo deficientíssimo seu estado de conservação, a julgar pelas longas e dispendiosas reparações que sofreram, e ainda pelas seguintes palavras com que Sebastião Alvares as descreve ao rei de Portugal, ‘sam muy velhos e remêdados... e certifico a vossa alteza que pa Canaria navegaria de maa vontade neles..” (p. 251).
“Sumario de todo el coste que tuve la armada de Magallanes (p. 257)
1519, sem outra data (maravedis)
3.912.241 – coste de las cinco nãos de la armada, con sua aparejos
415.000 – cosas de despensa y cobre, aparejos para pesqueria, cartas...
1.589.551 – viscocho y vino, carne, aceite y pescado, quesos...
1.154.504 – sueldo de cuatro meses para 237 personas (capitanes...)
1.679.769 – ropas de seda y paño para dadivas, mercadorias de rescate...
__________
8.751.125 – Así parece monta en todo el gasto de la dicha armada (p. 258)
8.334.335 – Costo total menos rebate abajo
416.790 – rebate de las cosas que quedaron en la Casa de Contratación (Sevilla)
6.454.209 – fornecido por S.M.
1.880.126 – fornecido por Cristobal de Haro
8.334.335 – Custo total, “equivalentes a pouco mais de 20.000.000 de réis ouro”

 [Problema PRA: qual o valor do reis ouro em 1500?]


“É curioso notar que o custo total da expedição de Cristovão Colombo foi apenas de 1.167.542 maravedis”. (p. 259) [Nota de rodapé a esta informação: “Em 1919, por motivo do 427 aniversário da América, publicaram alguns periódicos americanos um extrato das despesas feitas com a primeira viagem de Colom. Dele extractamos as verbas seguintes: “Seis meses de soldo ao Almirante: 500 pesetas; ao capitão da Pinta, 450; ao da Nina, 400; às tripulações das três caravelas em número de 120 homens, 10.500; equipamento da frota, 14.000; víveres, 2.900; dinheiro adiantado a Colombo, 52.492; ao capitão Alonso Pinzón, 14.000. Total: 65.242 pesetas”. (p. 259).

3) Queiroz Velloso: Fernão de Magalhães: a vida e a viagem. Lisboa: Editorial Império, 1941.
“Em 20 de outubro de 1517, chegou Fernão de Magalhães a Sevilha...” (...) (p. 33: cap. V: A Capitulação ajustada com Carlos I). “Magalhães já casara com a filha do seu hospedeiro, Beatriz Barbosa, que lhe trouxera um dote de seiscentos mil maravedis.” (p. 34-5) “Carlos I desembarcara em 19 de setembro de 1517, num porto das Astërias, e a 18 de novembro chegara a Valladolid. Muito novo, empreendedor, desejoso de engrandecer seus Estados, as circunstâncias era favoráveis à pretensão de Magalhães.” Com rapidez impressionante, a 22 de março de 1518, promulgava o rei a Capitulação com o bacharel Rui Faleiro e Fernão de Magalhães, autorizando a projetada viagem, que não seria feita en la demarcación é limites del Serenísimo Rey de Portugal. Comprometia-se Carlos I a dar-lhes a veyntena dos lucros, com o título de Adelantados (p. 36) é Governadores de todas as terras e ilhas descobertas; a mandar armar cinco navios, com 234 homens, abastecidos de víveres e munições para dois anos; e a transmitir imediatamente a respectiva ordem à Casa da Contratação das Índias. No mesmo dia assinou o monarca três cédulas, uma nomeando Magalhães e Faleiro capitães da armada, com poderes ilimitados, as outras fixando a cada um deles o soldo anual de 50.000 maravedis. De caminho para Saragoça, em Aranda de Duero, por cédulas datadas de 17 de abril, mandou repartir igualmente pelos dois 60.000 maravedis, como ajuda de custo; e aumentou-lhes o soldo com 8.000 maravedis mensais, durante todo o tempo que servissem na armada.” (p. 37)
A Casa de Contratação fez saber ao rei que não havia dinheiro. Atrasou-se o empreendimento. (...)
“Em Barcelona, onde chegara a 15 de fevereiro de 1519, tomou Carlos I uma série de providências, assaz reveladoras do interesse que merecia a empresa. A 30 de março foram publicadas três cartas régias: uma, mandando entregar a João de Cartagena a capitania do terceiro navio – dos dois primeiros eram capitães Fernão de Magalhães e Rui Faleiro – com o soldo anual de 40.000 maravedis; outra, nomeando o mesmo João de Cartagena vedor da armada, com o soldo de 60.000 maravedis: e a última, nomeando tesoureiro Luiz de Mendoza, com vencimento anual igual ao do vedor.” (p. 41-2)
“Em 8 de maio, promulgou Carlos I as instruções que deviam reger a armada, desde a sua partida até a posse das terras a que se destinava. É um diploma excessivamente minucioso, como todos os Regimentos da época. (...) Nas instruções aparece, mais uma vez, a proibição de tocarem nos domínios do rei de Portugal.” (p. 44)
“O anúncio da expedição chamara a Sevilha muitos matalotes de Portugal. Magalhães contratara-os, não como compatriotas, mas por serem os mais hábeis marinheiros do mundo.” (p. 46)
VIII – O Custo da Armada (p. 49-52)
“(...) Segundo a Relación de todo gasto de la armada de cinco nãos que van al decubimiento de la Especeria, o rei dispendeu na compra e reparação dos navios, aparelhos, armamento, munições, mantimentos, mercadorias e adiantamentos de soldo, 6.870.999 maravedis. Deduzidos, porém, 416.790 maravedis, importância das mercadorias, armas e pólvora, que não seguiram na expedição e ficaram armazenadas em Sevilha, monta o gasto do rei a 6.454.209 maravedis, ou 18.600 ducados e 9 marvedis, à razão de 374 maravedis por ducado.” (p. 49-50)
“Cristovão de Haro forneceu à Casa da Contratação, para aquisição de mercadorias, 1.616.781 maravedis; e mais 263.345 maravedis que pagó en las cosas necessárias a la armada... (...) Juntando, (...) podemos fixar o custo total da armada r, 8.546.349 maravedis, ou 24.629 ducados e 86 maravedis.”(p. 50)
IX – A Organização da Armada
“Na quarta-feira, 10 de agosto de 1519, após uma salva de artilharia, saiu a armada de Sevilha para a foz do Guadalquivir.” (p. 54)
Naus: Trinidad (11 toneladas); San Antonio (120 t.); Concepción (90 t.); Victoria (85 t.); Santiago (75 t.). Pigafetta diz que a tripulação se compunha de 237 homens. (p. 55) “Entre eles figuram italianos, franceses, alemães, flamengos, gregos e um inglês. Espanhois, comparativamente, alistaram-se poucos, alegando a insuficiência de soldo e a repugnância de servir um capitão português. Carlos I, afinal, permitira que, além dos pilotos, pudessem seguir mais dez portugueses.” (p. 55-6)
“Aos sobresalientes da Trinidad pertencia também Antonio Pigafetta, alistado sob o nome de Antonio Lombardo... [Nota de rodapé: percebia o soldo mensal de mil maravedis. Antes da partida recebeu quatro meses adiantados. Depois do regresso – pois foi um dos dezoito que voltaram ao porto de saída – cobrou, além da respectiva quintalada, 32.924 maravedis, correspondentes à duração da viagem.] (p. 56)
“A 29 de novembro de 1519, passam ao largo do cabo de Santo Agostinho, na costa do Brasil. A 8 de dezembro avistam terra, e a 13, havendo dobrado o Cabo Frio, fundeiam na baia do Rio de Janeiro. Nesta região paradisíaca permaneceu a armada duas semanas para descanso da tripulação. A 26 ou 27, depois de bem provida de água, peixe, frutas, aves e lenha, continuou a viagem, paralelamente à costa.” (p. 60-1)
Fernão de Magalhães morreu em Cebu, em 27 de abril de 1521. (...) “A morte impediu que Fernão de Magalhães voltasse a Sevilha pelo Cabo da Boa Esperança; e, no entanto, pode-se legitimamente afirmar-se que o grande navegador deu a volta ao mundo. Pelo meridiano de Greenwich, a ilha de Cebu fica situada entre 123o e 124o de Longitude Leste;” (p. 95)
Camões, nos Lusíadas, C. X, est CXL, o coloca nos versos:
            O Magalhães, no feito com verdade
            Português, porém não na lealdade.

“O Chile considera-se descoberto pelo navegador; em 1920 comemorou, com grande solenidade, o 4o centenário da travessia do Estreito. Para assistir a essas festas convidou todas as nações da América e três da Europa: Espanha, Portugal e Inglaterra. As festas terminaram com a inauguração, em 16 de dezembro , da estátua de Fernão de Magalhães, erigida na cidade de Punta Arenas, situada sobre o Estreito e capital do território de Magallanes. ” (nota p. 98)
A nau Victoria foi a única que retornou a Sevilha: a 6 de setembro de 1522 ancorava em San Lucar de Barrameda; e a 8 fundeava em Sevilha, com dezoito tripulantes europeus, e quatro indígenas malaios. O valor da carga – só o cravo foi estimado em 7.888. 684 maravedis – excedeu consideravelmente todas as despesas da expedição. (p. 105)

4) Stefan Zweig: Fernão de Magalhães: história da primeira circunavegação. Rio de Janeiro: Editora Guanabara, s.d.; tradução de Elias Davidovich.


Lista das despesas feitas com a frota de Magalhaes, p. 281-92; extraído do 4 volume da “Coleccion de los viajes y descubimientos” de D. Martin Hernandez de Navarrete, Madrid, 1837.
Resulta dessas despesas a soma de 8.751.125 maravedis, a deduzir 416.790, dos bens que ficaram em Sevilha; importância exata das despesas: 8.334.335; adiantado por S. Majestade: 6.454.209; adiantado por Christopher de Haro: 1.880.126. (p. 292)

Ver postagem realizada no blog Diplomatizzando em 9/04/2018: 



O livro contém, em apêndice, o contrato concluído entre o rei espanhol Carlos I (depois Carlos V, ao realizar-se a união com os Habsburgos, da Áustria) e os dois navegadores encarregados de montar o empreendimento: Rui Faleiro e Fernão de Magalhães, feito na cidade de Valladolid, em 22 de março de 1518, segundo registro feito no quarto volume da “Colección de los viajes y descubrimientos”, de D. Martin Hernandez de Navarrete (Madrid: 1837). 
Pelas descobertas e serviços a serem prestados ao rei, assim como pelos perigos em que incorreriam, eles teriam direito a 20%, ou seja, um quinto, dos rendimentos e lucros em todas as ilhas e terras que descobrissem, além do título de governador dessas terras, para eles e para seus herdeiros, por todos os tempos. Eles também teriam licença para mandar dessas terras e ilhas o valor de mil ducados anualmente, assim como poderiam vender ou adquirir o que desejassem, bastando pagar o vigésimo como contribuição, à isenção de qualquer outro imposto, anterior ou posterior. Isso, porém, só seria válido quando do regresso da primeira viagem, e não antes. Para dar mais uma recompensa, eles poderiam reter para si, depois de escolhidas seis para o rei, duas ilhas para seu próprio usufruto (mas pagando a quinta parte nos rendimentos e lucros). 
Entrando nos detalhes de sua prestação, o rei prometia, para levar a cabo as promessas de volta ao mundo, aprestar cinco navios: dois de 130 toneladas, dois de 90 e um de 60 toneladas, equipados com tripulação, canhões e víveres para dois anos, para 234 pessoas, incluindo capitães, marinheiros e grumetes para a condução da armada. 

Quanto custou o afretamento da primeira viagem ao redor do mundo?
Mas, quanto custou tudo isso? Stefan Zweig relaciona, em um outro apêndice, a lista das despesas com a frota de Fernão de Magalhães, conforme consta do mesmo 4o. volume da “coleção de viagens e descobrimentos”, de Navarrete, de 1837. Todos os valores estão expressos em maravedis, a unidade de conta usada na Espanha entre os séculos XI e XIX, primeiro sob a forma de moedas de ouro cunhadas pelos ocupantes Almorávidas, depois sob diversas formas metálicas pelos reis católicos da Reconquista e seus descendentes, várias vezes desvalorizadas em relação à sua cunhagem original (de ouro para prata, depois vários tipos de metais, entre eles cobre). A lista resumida a seguir indica os valores dos navios e de diversas outras despesas com a frota, como segue:  
1) Navio “Concepción”, de 90 toneladas: 228.750 maravedis;
2) Navio “Victoria” (o único que retornou), de 95 toneladas: 300.000 maravedis;
3) Navio “San Antonio”, de 120 toneladas: 330.000 maravedis;
4) Navio “Trinidad”, de 110 toneladas: 270.000 maravedis;
5) Navio “Santiago”, de 75 toneladas: 187.500 maravedis.


O valor total dos navios era, portanto, de 1.316.250 maravedis. Com todos os seus equipamentos, canhões, pólvora, armaduras e lanças, o custo total da frota ascendeu a 3.912.241 maravedis. Os víveres (bolacha, vinho, azeite, peixe, carne seca, queijo e legumes, barris e garrafas para vinho e água) representaram 1.589.551 maravedis. Por sua vez, o soldo a ser pago durante 4 meses a 237 pessoas, incluindo os capitães e oficiais, requeria 1.154.504 maravedis. Mais 2 milhões de maravedis foram empregados em objetos diversos, além de mercadorias para permutas e presentes, entre eles sedas e panos. A importância total das despesas feitas com a armação completa dos cinco navios correspondia a 8.334.335 maravedis, dos quais 6.454.209 foram adiantadas pelo rei Carlos I e outros 1.880.126 maravedis por um “capitalista”: Christofer de Haro. 

Como avaliar esses valores? Seria possível atualizar o valor das despesas?
Caberia, agora, verificar o valor desses maravedis do início do século XVI, quando a Espanha começa a conhecer a grande inflação provocada pelos carregamentos de ouro e prata trazidos do Novo Mundo, e traduzir esses totais em valores correntes de nossos tempos. Segundo leio numa informação sobre as moedas usadas na Espanha em torno desse período, o maravedi passou a ser usada mais como unidade de conta do que como moeda efetiva para as transações, desde a introdução de uma nova moeda, o real, pelo rei Pedro I, de Castilla, em meados do século XIV, por um valor de 3 maravedis (Wikipedia: “Spanish real”; link: https://en.wikipedia.org/wiki/Spanish_real). A taxa de câmbio aumentou até 1497, quando o real, doravante emitido sobre a base de um composto de prata, foi fixado num valor de 34 maravedis. Segundo essa nota, o famoso “peça de oito” (peso de a ocho), também conhecido como dólar espanhol, foi emitido no mesmo ano como moeda de intercâmbio. Em 1566, o escudo cunhado em ouro passou a ser emitido, num valor de 16 reais de “prata”. Um século depois, dois reais de “meia prata” valiam 1 real de prata pura. O maravedi estava então cotado a esse real de “meia prata” à razão de 68 maravedis por cada unidade da moeda. Teoricamente, portanto, cada real de prata forte seria equivalente a 136 maravedis, e o escudo de ouro poderia valer 2.176 maravedis. 
Talvez se possa aproximar os valores expressos contabilmente em maravedis dos reais de prata, o que representaria mais ou menos o seguinte: o total da expedição teria custado 245.127 reais de prata, ou 15.320 mil escudos de ouro. Não posso, no entanto, no estado atual de meus conhecimentos, traduzir o valor real das despesas da frota de Fernão de Magalhães em cifras precisas suscetíveis de atualização. Caberia, a partir daí, tentar representar esses valores em pesetas do século XIX, com base nas frequentes desvalorizações dos antigos reais de prata, e trazer esses valores para cifras próximas dos dólares do século XX. O site Measuring Worth(http://eh.net/howmuchisthat/), da rede de história econômica à qual recorro frequentemente, promete para um breve futuro índices para conversão da peseta espanhola do século XIX (a partir de 1850), mas o site ainda não está pronto (https://www.measuringworth.com/spaincompare/coming-soon.php). Vamos aguardar, ou pedir a historiadores econômicos espanhóis, que um cálculo mais preciso seja feito.

Comentários recebidos em 10 de janeiro de 2019 do economista Leonidas Zelmanovitz, Senior Felow do Liberty Fund (Indiana, USA):

“Vou ter que ficar lhe devendo uma conversão precisa dos Maravedis.
A conversão que eu fiz em uma ocasião, foi a do Ducado, moeda usada por Carlos V para fazer o controle das receitas e despesas do seu reino. 
Em 1537, por exemplo, um Ducado, com 91,7% de ouro, tinha um peso equivalente a 10% de uma onça de ouro.
Considerando que hoje em dia uma onça de ouro equivale a aproximadamente mil e trezentos dólares, o conteúdo de ouro de um Ducado equivaleria a aproximadamente 130 dólares e com uma margem para seigniorage, eu diria, que o valor aproximado de um Ducado seria de 150 dólares hoje em dia.
Como o Maravedi era uma moeda de cobre, cuja cunhagem foi muito abusada, a "taxa de câmbio" entre o Maravedi e o Ducado variava consideravelmente. 
Eu diria que para essa primeira metade do século 16 uma boa média dessa equivalencia seria de uns 300 maravedis para um ducado, ou de 50 centavos de dolar por Maravedi.
As fontes que eu trabalhei em 2012 foram James D. Tracy "Emperor Charles V, Impresario of War," e Thobar Carande "Carlos V y sus Banqueros", mas eu encontrei a referência abaixo, que pode lhe ajudar.
Leonidas  

Source: Fiat Money in 17th Century Castile, by François R. Velde, Federal Reserve Bank of Chicago, and Warren E. Weber, Federal Reserve Bank of Minneapolis and University of Minnesota.

Footnote 1 states:
The ducat disappeared as a coin in 1537 but remained as a unit of account, representing 375 maravedis.
Table 2 Castilian monetary system, ca. 1590 (before the onset of vellón inflation) lists the following in the column "Purchasing Power":
·       maravedis -- 1/2 lb bread
·       15 maravedis -- 1 bottle wine
·       50 maravedis -- 1 spring chicken
·       80 maravedis -- 1 day skilled labor
·       200 maravedis -- 1 ga. olive oil
·       350 maravedis -- 1 bushel wheat
·       1450 maravedis -- minimum weekly middle class income

So 1 ducat was the rough equivalent of 1/4 the minimum weekly middle class income. It would have bought you four and a half days of skilled labor. Or 7 (live!) chickens, a bottle of wine and a pound of bread. ¡Buen provecho! "

==========
Addendum para novos cálculos:
Com base nos cálculos acima de Leonidas Zelmanovitz e nas informações coincidentes, pois originárias da mesma fonte, constantes dos livros de Queiroz Velloso e de Stefan Zweig, pode-se calcular que o custo total da viagem de Fernão de Magalhães foi, em preços atualizados de hoje (um ducado espanhol do início do século XVI equivalente aproximadamente a US 150), de 3 milhões e setecentos mil dólares.
Se aceitarmos que o valor da carga que trouxe o Victoria era de 7.888. 684 maravedis, e que essa moeda poderia equivaler a 50 centavos de dólar por maravedi, teríamos então um retorno de US$ 3.994.342,00, ou, seja, um “lucro” aparente de 250 mil dólares. Não estamos computando, obviamente a perda dos homens e dos navios, pois dos cinco navios apenas um retornou, e dos 240 homens partidos apenas 18 retornaram a Sevilha. Uma empresa de seguros poderia fazer o cálculo do valor humano da primeira viagem de volta ao mundo? Os navios ficam pela amortização em 3 anos...

Vale!


Paulo Roberto de Almeida
Brasília, 12 de janeiro de 2019