O que é este blog?

Este blog trata basicamente de ideias, se possível inteligentes, para pessoas inteligentes. Ele também se ocupa de ideias aplicadas à política, em especial à política econômica. Ele constitui uma tentativa de manter um pensamento crítico e independente sobre livros, sobre questões culturais em geral, focando numa discussão bem informada sobre temas de relações internacionais e de política externa do Brasil. Para meus livros e ensaios ver o website: www.pralmeida.org. Para a maior parte de meus textos, ver minha página na plataforma Academia.edu, link: https://itamaraty.academia.edu/PauloRobertodeAlmeida.

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sábado, 20 de julho de 2024

Anne Applebaum: Presentation of her book: Autocracy, Inc: The Dictators Who Want to Rule the World

Anne Applebaum

Presentation of her book:  Autocracy, Inc: The Dictators Who Want to Rule the World

Five weeks from now, my new book will be published: Autocracy, Inc: The Dictators Who Want to Rule the World. It’s a short book, an argument, really, about the way the world now works. I think of it as the opening of a discussion rather than a definitive statement. At the center of the book is a network (not an axis, alliance or bloc) of dictatorships: Russia, China, Iran, Venezuela, Syria, Cuba, Belarus, Myanmar, Zimbabwe, North Korea plus a dozen-odd others who are seeking to change the international system in order to keep their regimes in power and to preserve their leaders’ wealth. They are not united ideologically. They do not meet either openly or secretly to make policy. They have many conflicts with one another. 

The only thing that bring them together is their dislike of the democratic world, whose language and ideals are a threat to their form of power. The book focuses on the things they have in common: kleptocracy, information war tactics, diplomatic and military collaboration and a common approach to dissent. 

Autocracy, Inc

pre-order Autocracy Inc

pre-order Autocracy Inc (UK)

For a deeper, pre-publication dive - this is the introduction: 

All of us have in our minds a cartoon image of an autocratic state. There is a bad man at the top. He controls the army and the police. The army and the police threaten the people with violence. There are evil collaborators, and maybe some brave dissidents. But in the twenty-first century, that cartoon bears little resemblance to reality.

Nowadays, autocracies are run not by one bad guy but by sophisticated networks relying on kleptocratic financial structures, a complex of security services— military, paramilitary, police—and technological experts who provide surveillance, propaganda, and disinformation. The members of these networks are connected not only to one another within a given autocracy but also to networks in other autocratic countries, and sometimes in democracies too. Corrupt, state-controlled companies in one dictatorship do business with corrupt, state-controlled companies in another. The police in one country may arm, equip, and train the police in many others. The propagandists share resources—the troll farms and media networks that promote one dictator’s propaganda can also be used to promote another’s—as well as themes: the degeneracy of democracy, the stability of autocracy, the evil of America.

This is not to say that there is some secret room where bad guys meet, as in a James Bond movie. Nor is our conflict with them a black-and-white, binary contest, a “Cold War 2.0.” Among modern autocrats are people who call themselves communists, monarchists, nationalists, and theocrats. Their regimes have different historical roots, different goals, different aesthetics. Chinese communism and Russian nationalism differ not only from each other but from Venezuela’s Bolivarian socialism, North Korea’s Juche, or the Shia radicalism of the Islamic Republic of Iran.  All of them differ from the Arab monarchies and others—Saudi Arabia, the Emirates, Vietnam—which mostly don’t seek to undermine the democratic world. They also differ from the softer autocracies and hybrid democracies, sometimes called illiberal democracies—Turkey, Singapore, India, the Philippines, Hungary—which sometimes align with the democratic world and sometimes don’t.

Unlike military or political alliances from other times and places, this group operates not like a bloc but rather like an agglomeration of companies, bound not by ideology but rather by a ruthless, single-minded determination to preserve their personal wealth and power: Autocracy, Inc. Instead of ideas, the strongmen who lead Russia, China, Iran, North Korea, Venezuela, Nicaragua, Angola, Myanmar, Cuba, Syria, Zimbabwe, Mali, Belarus, Sudan, Azerbaijan, and perhaps three dozen others share a determination to deprive their citizens of any real influence or public voice, to push back against all forms of transparency or accountability, and to repress anyone, at home or abroad, who challenges them.

They also share a brutally pragmatic approach to wealth. Unlike the fascist and communist leaders of the past, who had party machines behind them and did not showcase their greed, the leaders of Autocracy, Inc., often maintain opulent residences and structure much of their collaboration as for-profit ventures. Their bonds with one another, and with their friends in the democratic world, are cemented not through ideals but through deals—deals designed to take the edge off sanctions, to exchange surveillance technology, to help one another get rich.

Autocracy, Inc., also collaborates to keep its members in power. Alexander Lukashenko’s unpopular regime in Belarus has been criticized by multiple international bodies—the European Union, the Organization for Security and Cooperation in Europe—and shunned by its European neighbors. Many Belarusian goods cannot be sold in the United States or the EU. The national airline, Belavia, cannot fly to European countries.

And yet, in practice, Belarus is not isolated at all. More than two dozen Chinese companies have invested money in Belarus, even building a China-Belarus Industrial Park, modeled on a similar project in Suzhou. Iran and Belarus exchanged high-level diplomatic visits in 2023. Cuban officials have expressed solidarity with Lukashenko at the UN. Russia offers markets, cross-border investment, political support, and probably police and security services too. In 2020, when Belarusian journalists rebelled and refused to report a false election result, Russia sent Russian journalists to replace them. In return, Belarus’s regime has allowed Russia to base troops and weapons on its territory and to use those assets to attack Ukraine.

Venezuela is also, in theory, an international pariah. Since 2008, the United States, Canada, and the European Union have ramped up sanctions on Venezuela in response to the regime’s brutality, drug smuggling, and links to international crime. Yet President Nicolás Maduro’s regime receives loans from Russia, which also invests in Venezuela’s oil industry, as does Iran. A Belarusian company assembles tractors in Venezuela. Turkey facilitates the illicit Venezuelan gold trade. Cuba has long provided security advisers and security technology to its counterparts in Caracas. Chinese-made water cannons, tear-gas canisters, and shields were used to crush street protesters in Caracas in 2014 and again in 2017, leaving more than seventy dead, while Chinese-designed surveillance technology is used to monitor the public too. Meanwhile, the international narcotics trade keeps individual members of the regime, along with their entourages and families, well supplied with Versace and Chanel.

The Belarusian and Venezuelan dictators are widely despised within their own countries. Both would lose free elections, if such elections were ever held. Both have powerful opponents: the Belarusian and the Venezuelan opposition movements have been led by a range of charismatic leaders and dedicated grassroots activists who have inspired their fellow citizens to take risks, to work for change, to come out onto the streets in protest. In August 2020, more than a million Belarusians, out of a population of only ten million, protested in the streets against stolen elections. Hundreds of thousands of Venezuelans repeatedly participated in protests across the country too. If their only enemies had been the corrupt, bankrupt Venezuelan regime or the brutal, ugly Belarusian regime, these protest movements might have won.

But they were not fighting autocrats only at home; they were fighting autocrats around the world who control state companies in multiple countries and who can use them to make investment decisions worth billions of dollars. They were fighting regimes that can buy security cameras from China or bots from St. Petersburg. Above all, they were fighting against rulers who long ago hardened themselves to the feelings and opinions of their countrymen, as well as the feelings and opinions of everybody else. Autocracy, Inc., offers its members not only money and security but also something less tangible: impunity.

The conviction, common among the most committed autocrats, that the outside world cannot touch them—that the views of other nations don’t matter and that no court of public opinion will ever judge them—is relatively recent. Once upon a time the leaders of the Soviet Union, the most powerful autocracy in the second half of the twentieth century, cared deeply about how they were perceived around the world. They vigorously promoted the superiority of their political system, and they objected when it was criticized. They at least paid lip service to the aspirational system of norms and treaties set up after World War II, with its language about universal human rights, the laws of war, and the rule of law more generally. When the Soviet premier Nikita Khrushchev stood up in the United Nations and banged his shoe on the table, as he famously did in the General Assembly in 1960, it was because a Filipino delegate said that Soviet-occupied Eastern Europe had been “deprived of political and civil rights” and “swallowed up by the Soviet Union.” Khrushchev felt it was important to object.

Even in the early part of this century, most dictatorships hid their true intentions behind elaborate, carefully manipulated performances of democracy. Today, the members of Autocracy, Inc., no longer care if they or their countries are criticized or by whom. Some, like the leaders of Myanmar and Zimbabwe, don’t stand for anything beyond self-enrichment and the desire to remain in power, and so can’t be embarrassed. The leaders of Iran confidently discount the views of Western infidels. The leaders of Cuba and Venezuela treat criticism from abroad as evidence of the vast imperial plot organized against them. The leaders of China and Russia have spent a decade disputing the human rights language long used by international institutions, successfully convincing many around the world that the treaties and conventions on war and genocide—and concepts such as “civil liberties” and “the rule of law”—embody Western ideas that don’t apply to them.

quarta-feira, 17 de julho de 2024

Autocracy, Inc. by Anne Applebaum review, the devil you know - John Simpson (The Guardian)

 Book of the Day:

Autocracy, Inc. by Anne Applebaum review – the devil you know

A masterful guide to the new age of authoritarianism

https://www.theguardian.com/books/article/2024/jul/17/autocracy-inc-by-anne-applebaum-review-the-devil-you-know?CMP=twt_books_b-gdnbooks#img-1


Until around 2015, I tended to be moderately positive about the world. There were far more democracies than when I started at the BBC in 1966, I would tell myself, and markedly fewer dictatorships. Africa and Latin America, once host to so many military dictatorships, were now mostly run by elected leaders. The terrible threat of nuclear war had receded. A billion people were being lifted out of poverty. Yes, what Vladimir Putin had done in Crimea in 2014 was worrying, and Xi Jinping was starting to make disturbing speeches about Muslims and Uyghurs; but given that I’d seen Soviet communism melt away across eastern Europe and in Russia itself, I still felt there was reason for optimism.

That pretty much ended in 2016. Brexit damaged the European project, and Donald Trump shook the columns of American leadership. Putin’s invasion of Ukraine, based on the completely false assumption that most Ukrainians would welcome the return of Russian domination, and China’s ruthless suppression of political freedom in Hong Kong have darkened the 2020s much as German, Italian and Japanese intervention darkened the 1930s. And the tide of democracy has turned. Elections have so often become shams. Corruption in government has turned into a major global industry. Well-intentioned but indigent governments welcome Chinese cash because no one else will supply it, and pretend not to notice the strings attached – or even welcome them. Populist movements well up in countries that have traditionally been moderate and calm.

And so the kind of neo-Whig version of history, which taught that trade would bring us all closer together and economics would make war impossible, has collapsed. China, you might have thought, would see peace as essential for its brand of capitalist-Marxism-Leninism to thrive. Yet you only have to read Bill Clinton, speaking in 2000, to realise how very unrealistic that idea has become: “Growing interdependence will have a liberating effect in China … Computers and the internet, fax machines and photocopiers, modems and satellites all increase the exposure to people, ideas and the world beyond China’s borders.” It would be as hard for governments to control the internet, he famously added, as it would be to nail Jell-O to a wall.

But instead of the technology mastering the autocrats, the autocrats have learned to master the technology. In this new age of autocracy, men like Recep Tayyip Erdoğan, Narendra Modi and Viktor Orbán run entire countries according to their own personal political interest, recharged from time to time by carefully manipulated elections; though last month the voters of India unexpectedly refused to give Modi the majority he needed. Meanwhile the US, whose opinion used to matter just about everywhere on Earth, suddenly seems as intimidating as a scarecrow in a beet field.

Anne Applebaum, as anyone familiar with her writing will know, is well-positioned to catalogue this new age of autocracy. Like her, Autocracy, Inc. is clear-sighted and fearless. I remember disagreeing with her genteelly at editorial meetings in the early 1990s, when she was writing about the danger that Russia’s post-communist implosion would one day present for the west, after Boris Yeltsin left office. She talked even then about the need for Nato to build up its defences against the time when Russia would be resurgent; while I, having spent so much time in the economic devastation of Moscow and St Petersburg, thought the best way for the west to protect itself was by being far more generous and welcoming towards Russia. Events have shown which of us was right, and it wasn’t me.

Autocracy, Inc. is deeply disturbing; it couldn’t be anything else. But Applebaum’s research is as always thoroughgoing, which makes it a lively pleasure to read. When she writes about Zimbabwe, for instance, she uncovers a weird and shocking cast of characters to explain the degree to which a potentially wealthy country has been devastated by unthinkably bad government; including the presidential envoy and ambassador-at-large Uebert Angel. Angel, a British-Zimbabwean and evangelical pastor, teaches “the fundamental aspects of becoming a millionaire”; his personal assistant, another Brit called Pastor Rikki, can allegedly get you a face-to-face meeting with President Mnangagwa for a couple of hundred thou. Rikki was shown on camera promising this to an undercover reporter for Al Jazeera, though he states that the resulting documentary was “brutally edited to portray a false narrative”. Skilfully, Applebaum shows how important a financial entrepôt like Dubai is in promoting the interests of governments such as Zimbabwe, and how it facilitates China’s growing financial control over countries which, left alone by the west, are available for sale or hire.

This is more in the nature of an extended essay about the way the world is going than a major study, but it is a masterclass in the marriage of dodgy government to international criminality. Applebaum is particularly good on information-laundering outfits, “typosquatters” which have the appearance of real, dependable outfits (Reuters.cfd instead of Reuters.com, Spiegel.pr not Spiegel.de). These pump out savagely pro-Russian material, which people read on social media and pass on: for instance the fake press release last year which announced that Nato was going to use Ukrainian troops in France to deal with pension protesters. Obviously false, but it still led to smashed windows and broken bones. The Jell-O is firmly stuck to the wall.

It’s a disturbing world we live in, but understanding its ways, keeping our own counsel, and knowing who to trust have never been so important. Anne Applebaum, who 30 years ago foresaw the way we were going, is one of those we can trust.


terça-feira, 15 de fevereiro de 2022

Why the West’s Diplomacy With Russia Keeps Failing - Anne Applebaum (The Atlantic)

 Putin trouxe a Europa de volta a 1938-39, como Hitler, pois ele pensa que a OTAN vai fazer como Hitler em junho de 1941, e tudo isso porque ele não é um czar normal, mas um autocrata desvairado, como o próprio Hitler e também Stalin. Infelizmente, o "Ocidente" – um conceito dotado de escasso significado no terreno econômico, mas que ainda tem certo peso no terreno político e dos valores – não vai fazer o que sugere Anne Appebaum em seu artigo: confrontar os autocratas russos e expor sua prepotência, suas mentiras, sua lavagem de dinheiro no Ocidente, suas tentações totalitárias. Nem mesmo Bolsonaro vai fazer qualquer coisa a esse respeito: está muito satisfeito de ter sido recebido pelo autocrata, mesmo confinado em seu hotel até o momento. A Rússia é um Terceiro Reich em projeto, mas não vai conseguir, embora tenha recebido agora o respaldo do grande Império do Meio, que ainda vai colonizar a Rússia economicamente.

Paulo Roberto de Almeida

Why the West’s Diplomacy With Russia Keeps Failing

American and European leaders’ profound lack of imagination has brought the world to the brink of war.

About the author: Anne Applebaum is a staff writer at The Atlantic, a fellow at the SNF Agora Institute at Johns Hopkins University, and the author of Twilight of Democracy: The Seductive Lure of Authoritarianism.


Oh, how I envy Liz Truss her opportunity! Oh, how I regret her utter failure to make use of it! For those who have never heard of her, Truss is the lightweight British foreign secretary who went to Moscow this week to tell her Russian counterpart, Sergey Lavrov, that his country should not invade Ukraine. This trip was not a success. At a glacial press conference he likened their conversation to “the mute” speaking with “the deaf”; later, he leaked the fact that she had confused some Russian regions with Ukrainian regions, to add a little insult to the general injury.

Lavrov has done this many times before. He was vile to the European Union’s foreign-policy chief, Josep Borrell, last year. He has been unpleasant at international conferences and rude to journalists. His behavior is not an accident. Lavrov, like Russian President Vladimir Putin, uses aggression and sarcasm as tools to demonstrate his scorn for his interlocutor, to frame negotiations as useless even before they begin, to create dread and apathy. The point is to put other diplomats on the defensive, or else to cause them to give up in disgust.

But the fact that Lavrov is disrespectful and disagreeable is old news. So is the fact that Putin lectures foreign leaders for hours and hours on his personal and political grievances. He did that the first time he met President Barack Obama, more than a decade ago; he did exactly the same thing last week to French President Emmanuel Macron. Truss should have known all of this. Instead of offering empty language about rules and values, she could have started the press conference like this:

Good evening, ladies and gentlemen of the press. I am delighted to join you after meeting my Russian counterpart, Sergey Lavrov. This time, we have not bothered to discuss treaties he won’t respect and promises he won’t keep. We have told him, instead, that an invasion of Ukraine will carry very, very high costs—higher than he has ever imagined. We are now planning to cut off Russian gas exports completely—Europe will find its energy supplies somewhere else. We are now preparing to assist the Ukrainian resistance, for a decade if need be. We are quadrupling our support for the Russian opposition, and for Russian media too. We want to make sure that Russians will start hearing the truth about this invasion, and as loudly as possible. And if you want to do regime change in Ukraine, we’ll get to work on regime change in Russia. 

Truss, or Borrell before her, could have added just a touch of personal insult, in the style of Lavrov himself, and wondered out loud just how it is that Lavrov’s official salary pays for the lavish properties that his family makes use of in London. She could have listed the names of the many other Russian public servants who send their children to schools in Paris or Lugano. She could have announced that these children are now, all of them, on their way home, along with their parents: No more American School in Switzerland! No more pied-à-terres in Knightsbridge! No more Mediterranean yachts!

Of course Truss—like Borrell, like Macron, like the German chancellor who is headed for Moscow this week—would never say anything like this, not even in private. Tragically, the Western leaders and diplomats who are right now trying to stave off a Russian invasion of Ukraine still think they live in a world where rules matter, where diplomatic protocol is useful, where polite speech is valued. All of them think that when they go to Russia, they are talking to people whose minds can be changed by argument or debate. They think the Russian elite cares about things like its “reputation.” It does not.

In fact, when talking to the new breed of autocrats, whether in Russia, China, Venezuela, or Iran, we are now dealing with something very different: people who aren’t interested in treaties and documents, people who only respect hard power. Russia is in violation of the Budapest Memorandum, signed in 1994, guaranteeing Ukrainian security. Do you ever hear Putin talk about that? Of course not. He isn’t concerned about his untrustworthy reputation either: Lying keeps opponents on their toes. Nor does Lavrov mind if he is hated, because hatred gives him an aura of power.

Their intentions are different from ours too. Putin’s goal is not a flourishing, peaceful, prosperous Russia, but a Russia where he remains in charge. Lavrov’s goal is to maintain his position in the murky world of the Russian elite and, of course, to keep his money. What we mean by “interests” and what they mean by “interests” are not the same. When they listen to our diplomats, they don’t hear anything that really threatens their position, their power, their personal fortunes.

Despite all of our talk, no one has ever seriously tried to end, rather than simply limit, Russian money laundering in the West, or Russian political or financial influence in the West. No one has taken seriously the idea that Germans should now make themselves independent of Russian gas, or that France should ban political parties that accept Russian money, or that the U.K. and the U.S. should stop Russian oligarchs from buying property in London or Miami. No one has suggested that the proper response to Putin’s information war on our political system would be an information war on his.

Now we are on the brink of what could be a catastrophic conflict. American, British, and European embassies in Ukraine are evacuating; citizens have been warned to leave. But this terrible moment represents not just a failure of diplomacy; it also reflects a failure of the Western imagination, a generation-long refusal, on the part of diplomats, politicians, journalists, and intellectuals, to understand what kind of state Russia was becoming and to prepare accordingly. We have refused to see the representatives of this state for what they are. We have refused to speak to them in a way that might have mattered. Now it might be too late.

Anne Applebaum is a staff writer at The Atlantic, a fellow at the SNF Agora Institute at Johns Hopkins University, and the author of Twilight of Democracy: The Seductive Lure of Authoritarianism.



domingo, 12 de dezembro de 2021

1914, the Urkatastrophe of the 20th century (Chartbook #57) - Adam Tooze

Um dos maiores historiadores do século XX retorna à catástrofe inicial de nossa era, a Grande Guerra.

Paulo Roberto de Almeida

1914, the Urkatastrophe of the 20th century 


On liberalism and the age of imperialism.


WWI is clearly the “Urkatastrophe” - the original catastrophe - of the 20th century. Not just of the short twentieth century, from 1914 to 1991, but of the long twentieth century too. 

1914 is in the news again today as a way of understanding the mounting tension between China and the United States. In this historical analogy, the United States, the incumbent, is allotted the role of the British Empire, seeking to resist the challenger, China, which is placed in the position of the Kaiser’s Germany. (Btw: Apart from the weirdness of this analogy, it also assumes a pretty strong and contentious thesis on what actually happened in 1914. More on this another time.)

The line you take on the outbreak of the war in 1914 colors your entire vision of European and world history. One way of describing the situation is simple. In the words of my good friend Alexander Zevin, as quoted by Perry Anderson: ‘The structural reality is that the First World War took place over empires, for empires and between empires’.

A clash of Empires, for sure. How could it have been anything else? After all, all the great powers at the time were one or other type of empire. To add any value we need to be more precise in defining the historical conjuncture. 1914 was not simply a clash of Empires. The war was a product of a distinct conjuncture, well-labeled as the ‘age of imperialism’ . This conjuncture was defined not simply by empires butting up against each other, as they had for centuries. It was a new epoch defined by a new blend of expansive geopolitical claims, empires dynamized by nation-state mobilization at their core and the imbrication of those states with the interests of the latest generation of capitalist accumulation. All of this took place against the backdrop of a vision of history and global geography that was both grand and claustrophobic. The global frontier closed in the 1890s. The stage was set for the great play of world history to begin in earnest. 

Nor was this lost on contemporaries. The wide currency of imperialism theories dates to the moment of the Spanish-American war and the US invasion of the Philippines (1898-1899), the Boxer intervention (1899-1900) and the Boer War (1899-1902). The notion comes in different shades, ranging between J.A. Hobson’s liberal version to Lenin’s Bolshevik classic. 

Lenin’s analysis, like that of Rosa Luxemburg before him, is more holistic and deterministic than that of Hobson. They have in common that they described the current moment of imperialism as something new. 

The age of imperialism was clearly the final stage in a Western drive to expansion that began in the 15th century. It also continued the history global competition, which in the case of Britain and France went back to the 18th century. But in the late nineteenth century, this took on a radical new expansiveness and violence. Crucially, because it was now conceived of as taking place within a finite sphere. The frontier was closed and because the pressure of historical time and drama speeded up. The German phrase, Torschlusspanik, is apt. 

In this remarkable interview, the South African artist William Kentridgedefines it as:

The panic of closing doors. The fear of opening one door rather than another, and hearing it slam behind you, once you have made your decision; but maybe that decision is the wrong one, so you would rather stand paralysed in front of three doors to avoid making it. Torschlusspanik.

William Kentridge in interview with Peter Asden, “The art of war” for The Financial Times, 7/8 July 2018.

In 1959 the publication of William Appleman Williams’s Tragedy of American Diplomacy, and in 1961 Fritz Fischer’s Griff nach der Weltmacht, gave imperialism theory a new lease on life in the historical profession. 

Amidst the general resurgence of imperialism-talk in the context of Vietnam and Third World struggle, Fritz Fischer’s Germano-centric account of 1914 produced an extraordinary éclat. But as far as the July crisis of 1914 was concerned this was also the last great hurrah of imperialism theory. The critical onslaught against Fischer’s interpretation of the outbreak of the war helped to discredit models of imperialism more generally. It did not help that Fischer’s take on German responsibility got caught up with crude Sonderweg models that tried to identify the supposed abnormalities of Germany’s modernization. This involved tying undeniable and important differences in political organization, military command chain and strategic outlook to subtle and much harder-to-define national social-structural differences. It was an intellectual dead end. What got lost in the process was any awareness of the broader development both of global capitalism and imperialist competition. 

By the 1990s, whether or not historians have ascribed responsibility for the July crisis to Germany, the focus has shifted away from a broad-based analysis of imperialism (and the Sonderweg) to one based on politics, diplomacy, the arms race and military culture. Often this is associated with a stress on the July crisis as an event determined by the continental logic of Central Europe rather than the wider forces of global struggle - the scramble for Africa or imperial tension in Asia - that seemed to be implied by references to imperialism. 

Economic forces continue to play a key role in any plausible interpretation of World War I - in the form of Russia’s looming development and the costs of the arms race between the major power. But whereas under the sign of imperialism theory the link from geopolitical ambition to economic interests was made scandalously explicit, in more recent work the underlying economic dynamics are no longer foregrounded . The tight connection between the outbreak of war, imperial expansionism and capitalist competition has unravelled. 

If conventional historiography displaced imperialism and the discussion of capitalism from the center of the discussion, economists and economic historians were only too happy to concur. British economic historians of empire were in the vanguard of the academic attack on the first generation of imperialism theories. They never liked Lenin. 

The body of work on the 19th-century world economy that emerged in the 1990s, notably that jointly authored by Kevin O’Rourke and Jeffrey Williamson, treated the period before 1914 under the rubric of globalization, rather than imperialism. Theirs was not a panglossian history of globalization. Loosely following the model offered by Karl Polanyi’s classic The Great Transformation (1944) they focused on social tensions unleashed by mass migration and the grain invasion in Europe, which collapsed commodity prices and hurt the rural interest. But war lay outside their purview. 1914 was exogenous. Sarajevo appears as a nasty accident. 

In 2007 the Communications Director of the IMF remarked ruefully: “Alas a sniper's bullet on June 28, 1914, triggered a chain of events that reversed globalization.” Indeed, pushed to the limit, the neo-Polanyian school of economic history could be read as arguing that to understand the crises of globalization that arose in the early 20th century, you did not need the exogenous shock of World War I at all. Counterfactually, the “interwar crises” might well have happened even without the wars. 

It is strong stuff! 

Crucially, monopolies and militarism were not seen as constitutive of globalization, as imperialism theory à la J.A. Hobson would have it, but as antithetical to globalization. As Williamson and O’ Rourke put it with characteristic frankness, in their calculations of market integration they assume that ‘(i)n the absence of transport costs, monopolies, wars, pirates, and other trade barriers, world commodity markets would be perfectly integrated’. Globalisation, by their measure, would thus be complete if only power and politics did not get in the way. The fact that imperial rivalry actually led to major investments in transport infrastructure and enabled globalization is excluded by assumption. Likewise, there is little room for acknowledging the way that large-scale foreign lending - on the basis of an increasingly integrated capital market - supercharged the imperialist aggression of a rising power like Japan. Whilst “domestic” socio-economic stresses are admitted, economics and geopolitics are held at arms length. 

An economics squeamish about the question of power converged with an anti-Leninist historiography to squeeze out the question of imperialism and 1914. 

Whatever one thinks of the political and intellectual lineage of imperialism theory, this is obviously problematic. A useful theory of globalization must account for global conflict as endogenous to the process of global growth, rather than exogenous. 

My book Deluge sought to capture one element of that shift - the dramatic rise of the United States. For that reason it started, provocatively, in 1916. 

But, conscious of the need to face the “1914 question”, I addressed the question of the politics and economics of the war in a trio of essays that appeared at the same time as the book.

An essay with Ted Fertik queried whether WWI was really a break in the trajectory of globalization or could instead be seen as a phase in which globalization was rearticulated in violent ways. 

Another, argued not that WWI was a war of democracy v. autocracy, as Entente propaganda had it, but a war fought under democratic conditionsover what democratization might turn out to be in the 20th century. 

I will come back to both those arguments in later posts. 

Most pertinently, I contributed an essay to a volume edited by Alex Anievas explicitly on the question of “Capitalist Peace or Capitalist War? The July Crisis Revisited”. A full draft can be downloaded here. 

Adam Tooze Political Economy And The Jul...
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You can find at least some of the footnotes necessary to support the following sketch argument in that pdf. 

Even within the sphere of mainstream academic social science, it is striking that compared to history or economics, political science has been far bolder and more interesting in advancing ways of explicitly connecting economics, politics and war. In arguments over the theories of “capitalist peace”, “democratic peace” and bargaining theories of war, economic development, or the lack of it, is tied to 1914. The PDF article discusses some of those debates as they stood around the anniversary in 2014. 

In this newsletter I want to make a more streamlined version of that argument. 

The key points are as follows:

The firewall drawn between “1914” and the story of the first globalization is ideological. But it is also a weak form of ideology - a silence rather than a strong thesis. Mainstream historical accounts of the July crisis in 1914 are, in fact, based, more often than not, on a modernization theory that dare not speak its name. Accounts such as Chris Clark’s Sleepwalkers rank Western European Empires and the scrappy Balkan protagonists in developmental terms. Meanwhile, economic accounts of the late 19th century that give a civilian-socio-economic analysis of the stresses of globalization and treat 1914 as exogenous, result not just in a whitewashing of global economic development, but in strange and counterfactual history of the early twentieth century.

Uncoupling geopolitics from socio-economic development is a problem not just for our understanding of 1914, but for the interwar period that follows. Not only is 1914 exogenized but you end up, for instance in Barry Eichengreen’s work, with an account of the interwar period to which the war itself is causally incidental. As I will argue in a future note, this points to a broader problem of articulating global power politics with international economic history in the early 20th century. 

In light of all this evasiveness, we should bring the concept of an age of imperialism back. 

In a remarkable article published in 2007, Paul Schroeder the doyen of European diplomatic history, asked how are we to characterise the sea-change that had clearly come over the international system in the generation before 1914. The world that the modern political science literature takes for granted, of multi-dimensional, full spectrum international competition was not a state of nature. It had taken on a new comprehensive form in the late nineteenth century. There is still no better concept, Schroeder insists to grasp this competition that embraced every dimension of state power –GDP growth, taxation, foreign loans – that made the constitution of Russia itself endogenous to grand strategic competition, than the concept of an ‘age of imperialism’. Schroeder is not, of course, appealing for a return to Lenin. But what Schroeder wishes to highlight is what it was that Lenin, Kautsky and other theorists of the 2nd international were trying to analyse and rationalise; namely the widely shared awareness that great power competition had become radicalised, expanded in scope, and had taken on a new logic of life and death. 

In this view of the age of imperialism the driver is not the competition of individual capitalists, harnessing nation states for their purposes, with Krupp or Vickers Armstrong, or Cecil Rhodes in the driving seat. The notion of imperialism that Schroeder invokes and I would subscribe to, is more general and ultimately framed by state power and politics. As far as the economy is concerned the key is the global balance of (geoeconomic) power, both as a specific construct - number of guns etc - and as a frame for thinking about the world. This links to my early work on the history of statistics. It is against the backdrop of the age of imperialism that both the concept of national economy and, as Quinn Slobodian has shown, the idea of the “Weltwirtschaft” take shape. We enter, in short, the world of mental mapping that we still inhabit today, the mapping that causes us to ask: when China will overtake the United States as the world’s largest economy? 

The basic point to be made about global economic growth before 1914 in connection with the outbreak of the war, is that it was uneven. Some national economies grew faster than others. This uneven economic development threatened to shift the military balance of power, by way of manpower, tax revenue and technological capacity as well as strategic assets like railways. And it was that which was a prime driver of the tensions and calculations that lead to war in 1914. 

Furthermore, this competition should not be understood merely in objectivist terms - the numbers of troops and speed of railways etc. If we want to understand decision-making we also need to grasp the way in which those differences were made sense of. How they fitted into visions of the present and the future. How they were framed as part of the great drama of world history. 

The logic of rivalrous uneven development played out in distinct force fields. 

The one most commonly invoked for purposes of historical analogy is Imperial Germany’s rivalry with Britain. This was no doubt serious. It could, at various points have lead to conflict. But, as far as the war that actually broke out in 1914 was concerned, it was an indirect contributor. By 1914, Britain had clearly won the naval arms race. It had sone so, not through superior industrial performance, but through strategic focus, determined technological development and the success of the Liberal government in forcing through a constitutional and a fiscal revolution. Britain had the tax base to compete. 

The military-industrial race that directly impelled the outbreak of war in 1914 was not naval but continental and it was not, in fact, one race, but two. 

The decisive axis was France-Germany-Russia. This revolved around the relative mobilization of national resources by France and Germany and the sporadic and unpredictable development of Russia. Russia was truly the swing variable. 

Russia was defeated by Japan in 1905 and had been shaken by revolution. On the other hand its huge size and enormous potential made it a looming threat as far as Germany and Austria were concerned. The Tsar and his ministers had huge freedom of action. It had a neutered parliamentary system. In Russia’s governing circles politicised nationalist protectionism was rampant. Added to which, with ample funding from France, Russia’s power was growing by the year and its expanding railway network was speeding its pace of mobilization. In the summer of 1912 Jules Cambon of France noted after a conversation with Germany’s Chancellor Bethmann-Hollweg that regarding Russia’s recent advances, 

the Chancellor expressed a feeling of admiration and astonishment so profound that it affects his policy. The grandeur of the country, its extent, its agricultural wealth, as much as the vigour of the population … he compared the youth of Russia to that of America, and it seems to him that whereas (the youth) of Russia is saturated with futurity, America appears not to be adding any new element to the common patrimony of humanity. 

The French themselves were extremely optimistic about Russia’s prospects. A year later French foreign minister Pichon received from Moscow a report commenting that 

there is something truly fantastic in preparation, …. I have the very clear impression that in the next thirty years, we are going to see in Russia a prodigious economic growth which will equal – if it does not surpass it – the colossal movement that took place in the United States during the last quarter of the 19th century. 

Was Russia a bankrupt? Or was it a steamroller? 

In 1913 the Kaiser’s government finally persuaded the Reichstag to agree to raise the size of peacetime army from 736,000 to 890,000. But the immediate response was to triggers the passage of the French three year conscription law and the promulgation of Russia’s ‘Great Programme’, which raised its peacetime strength by 800,000 by 1917. By 1914 Russia’s army strength was double that of Germany and 300,000 more than that of Germany and Austria combined with a target by 1916 of 2 million. Against this backdrop the Germans were convinced that by 1916–1917 they would have lost whatever military advantage they still enjoyed. This implied to them two things. First, Russia would be unlikely to risk a war until it reached something closer to its full strength. So Germany could risk an aggressive punitive policy in Serbia. If this containment were to fail, then 1914 would be a better moment to fight a major war than 1916 or 1917. 

But, no more than Anglo-German competition, was it a direct confrontation between France, Germany and Russia that triggered war in 1914. The stakes were too high for an open clash to happen there. 

What launched the war was a clash between their allies in a third zone of competition - the shatter-zone of the Habsburg and Ottoman Empires. The basic question that dominated the rivalry between the Balkan powers and their great power backers was the question of backwardness. This was in part political and military but it was also, crucially, economic. These were the poorest parts of the European economy. Could they catch up? Did any of them, the Bulgarian, Serbians, Austrians or the Tsarist Empire, actually have a place in the 20th century?

In a very general sense this three-sphere model: Anglo-German, Franco-German-Russian, Habsburg-Serb-Russian can clearly be ranked in terms of economic and political development. 

But that neat hierarchy is muddled by the fact that the logic of alliances dictated not separation of hierarchical levels but interconnection. For progressives in France and Britain, those who believed most firmly in the logic of progress, it was profoundly disturbing to find themselves from the 1890s onwards, drifting towards a strategic alliance with Tsarist Russia. 

On grounds of liberal political ethics an alliance between the French republic and the autocratic and anti-semitic regime of Tsarist Russia was clearly to be regarded as odious. But furthermore, if as liberals insisted, the domestic constitution of a society was predictive of its likely international behavior and its future prospects, then an alliance between a republic and an autocracy was questionable not merely on normative liberal, but on realist grounds. For a convinced liberal placing a wager on the survival of the Tsarist regime was a dubious bet at best. Tsarism’s army was huge and it was convenient to be able to count on the Russian steamroller. But could Tsarism really be relied upon as an ally? Might Tsarism not at some point seek a conservative accommodation with Imperial Germany? Furthermore, given liberals understanding of history, was the Tsar’s regime not doomed by its brittle political constitution and lack of internal sources of legitimacy? 

Following the defeat at the hands of the Japanese and the abortive revolution in Russia in 1905, Georges Clemenceau, an iconic figure of French radicalism before his entry into government in 1906 was particularly prominent in demanding that France should not bankroll the collapsing Tsarist autocracy. From Russia itself came pleas from liberals calling on France to boycott the loan to the Tsar. Poincaré typically cast the problem in legal terms. How was Russia to reestablish its bona fides as a debtor after the crisis of 1905? If Russia was to receive any further credits it must provide guarantees of their legal basis. That would require a constitution, precisely what the Tsar was so unwilling to concede. Meanwhile, France’s own democracy suffered damage as Russian-financed propaganda swilled through the dirty channels of the French press. The most toxic product of this multi-sided argument were the notoriously anti-semitic Protocols of the Elders of Zion a forgery generated by reactionary Russian political policemen stationed in Paris, who were desperate to persuade the Tsar that the French-financed capitalist modernisation of Russia was, indeed, a Jewish plot to subvert his autocratic regime. 

But the demands from French Republicans and Russian radicals were, in fact, to no avail. The international system had its own compulsive logic that might be modified but could not so easily be overridden by political considerations, however important they might be. The consequences of Bismarck’s revolution of 1866–1871 could not be so easily escaped. By the 1890s the triumphant consolidation of the German nation-state had created enormous pressure for the formation of a balancing power bloc anchored by France and Russia. This type of peace time military bloc might be a novelty in international relations. It might be odious to French radicals. But Tsarism knew it was indispensable. By 1905, Russia was too important both as a debtor and as an ally to be amenable to pressure. With the French demanding that foreign borrowing be put on a secure legal basis and the Duma parliament uncooperative, the Tsar’s regime simply responded by decree powers arrogating to itself the right to enter into foreign loans. 

Desperate to escape this dependence on Russia, French radicals looked to the Entente with liberal Britain. Clemenceau indeed risked his entire political career in the early 1890s through his adventurous advocacy of an Anglo-French alliance, laying himself open to allegations that he was a hireling of British intelligence. And certainly some British liberals, Lloyd George notable amongst them, understood the 1904 Entente with France as a way of ensuring that there would be no war between the two ‘progressive powers’ in Europe. But Britain’s own concern for its imperial security was to pressing for it to be able to ignore the appeal of a détente with Russia. It was the hesitancy of the British commitment to France that combined with the Russian revival to push Paris back in the direction of Moscow. By 1912 the French republic was committing itself wholeheartedly not to regime change in Russia but to maximising its firepower. 

The appeal of the ‘liberal’ British option was not confined to France. In Germany too the idea of a cross-channel détente with Britain was attractive to those on the progressive wing of Wilhelmine politics. Amongst reformist social democrats there were even those who toyed with the idea of a Western democratic alliance against Russia, including both France and Britain. Bernstein reported that when he discussed the possibility of a Franco-German rapprochement with Jaures, the Frenchman had exclaimed that in that case France would lose all interest in the alliance with Russia and the ‘foundations would have been layed for a truly democratic foreign policy’. Beyond the ranks of the SPD, ‘Liberal imperialists’ speculated publicly about the possibility of satisfying Germany’s desire for a presence on the world stage, without antagonising the British. But in practice the Kaiser and his entourage, no doubt backed by a large segment of public opinion, could never reconcile themselves to the reality that they would forever play the role of a junior partner to the British Empire. Antagonism with Britain, however, implied an alliance system that bound Germany to the Habsburg Empire as its main ally. And this commitment was reaffirmed in 1908 by Bülow’s support for Austria’s abrupt annexation of Bosnia-Herzegovina. This in the eyes of many liberal imperialists in Berlin was to prove a tragic mistake. Richard von Kühlmann, a leading advocate of détente with Britain, who would serve as Germany’s foreign secretary during World War I and was driven out of office in the summer of 1918 as a result of clashes with Ludendorff and Hindenburg, would describe Berlin’s dependence on Vienna as the true tragedy of German power. From the vantage point of a liberal view of history, the true logic of World War I was a struggle over the inevitable dismantling of the Ottoman and Habsburg Empires. For a German liberal such as Kuehlmann for Berlin to have tied itself to the Habsburg Empire, a structure condemned by the nationality principle to historical oblivion, was a disaster. A true realism involved not sentimentality or blank cynicism but an understanding of history’s inner logic. A new Bismarck would, Kühlmann believed, have joined Britain in a partnership to oversee the dismantling of both Habsburg and Ottoman Empires, whose crisis was instead to result in the self-destruction of European power.

Instead, 1914 manifested an utter confusion of hierarchies. And in a historical moment characterized by extreme reflexivity it is hardly surprising that all these theories were anticipated and incorporated such that all sides derived justifications for their actions. Both the rally by German social democracy to national defense and Lenin’s defeatism were justified in terms of hierarchical notions of historical development. For both the pivot of the argument was Tsarist Russia. 

At the time of the 1848 revolution and after both Marx and Engels had preached the need for a revolutionary war against reactionary Russia. Since the 1912 election the SPD had emerged as the largest party in the Reichstag. As a socialist party it was committed to a Marxist interpretation of history and thus to the cause both of progress and internationalism. It was also, of course, a mass party enrolling millions of voters many of whom were proud German patriots, who saw in August 1914 a patriotic struggle and an occasion for national cross class unity. Famously the party like virtually all its other European counterparts voted for war credits. But despite the abuse hurled at them by more radical internationalists, for the SPD as for other European socialists, it was not naked patriotism that triumphed in 1914. What overrode their internationalism was their determination to defend a vision of progress cast within a national developmental frame. World War I was a progressive war for German social democracy in that it was through the war that domestic reform would be won. It was not by coincidence that it was during the war that the Weimar coalition between the SPD, progressive liberals and Christian Democrats was forged. It was that coalition that delivered the progressive constitution of the Weimar Republic. This was a democratic expression of the spirit of August 1914. It was the first incarnation of Volksgemeinschaft in democratic form. It was defensive in inspiration. An Anglophile like Bernstein deeply regretted the war in the West, but there was no question where he stood in August 1914. The cause of progress in Germany would not be helped by surrendering to the rapacious demands of the worst elements of Anglo-French imperialism. If the Tsar’s brutal hordes were to march through Berlin, the setback to progress would be world historic. But it was not merely a revisionist like Bernstein who took this view. Hugo Haase, the later founder of the USPD, justified his support for the war on 4 August in strictly anti-Russian terms: ‘The victory of Russian despotism, sullied with the blood of the best of its own people, would jeopardise much, if not everything, for our people and their future freedom. It is our duty to repel this danger and to safeguard the culture and independence of our country’. 

Lenin himself employed a similar logic in developing his position on the war in 1914. In his September 1914 manifesto Lenin declared the defeat of Tsarism the ‘lesser evil”. Nor did Lenin shrink from making comparisons. In his letter to Shlyapnikov of 17 October, he wrote: “for us Russians, from the point of view of the interests of the working masses and the working class of Russia, there cannot be the smallest doubt, absolutely any doubt, that the lesser evil would be now, at once the defeat of tsarism in this war. For tsarism is a hundred times worse than Kaiserism.” Early in 1915 this line was reiterated in a resolution proposed to the conference of the exiled Bolshevik party that echoed Marx and Engels in 1848. All revolutionaries should work for the overthrow of their governments and none should shrink from the prospect of national defeat in war. But for Russian revolutionaries this was essential, because a “victory for Russia will bring in its train a strengthening of reaction, both throughout the world and within the country, and will be accompanied by the complete enslavement of the peoples living in areas already seized. In view of this, we consider the defeat of Russia the lesser evil in all conditions.” 

Lenin, of course, was at pains to distance himself from the logic of national defense that would seem to follow from his comment for German social democracy. Instead, he called on revolutionaries to raise the stakes by launching a civil war. But, given the difficulties that Lenin had in formulating his own position, it is hardly surprising that the SPD chose a more obvious path. A German defeat at the hands of the Russian army would be a disaster. So long as the main aim was defense against the Tsarist menace they could be won for a defensive war. And this was well understood on the part of the Reich’s leadership who by 1914 were convinced that they needed to bring the opposition party onside. To secure the solidity of the German home front it was absolutely crucial from the point of view of Bethmann Hollweg’s grand strategy during the July crisis that Russia must be seen to be the aggressor. Throughout the desperate final days of July Berlin waited for the Tsar’s order to mobilise before unleashing the Schlieffen Plan. As Bethmann Hollweg well understood, whatever Germany’s own entanglements with Vienna, only if the expectations of a modernist vision of history were confirmed by a first move on the Tsar’s part could the Kaiser’s regime count on the support of the Social Democrats, who were in their vast majority devoted adherents of a stage view of history that placed Russia far behind Imperial Germany. It was Russia’s mobilisation on 30 July 1914 that served as a crucial justification for a defensive war, which by 1915 had become a war to liberate the oppressed nationalities from the Tsarist knout, first the Baltics and Poland then Ukraine and the Caucasus. 

The logic of the imperialist age was at work here in multiple layers of determination. In the threat of being locked in life and death competition with Russia. In the significance of Russia’s railway development and the scale of its military mobilization. But also in assumptions about the aggression that such a regime would surely manifest and what the appropriate reaction of a progressive Empire like Germany should be. 

Most fundamentally what were at stake were conceptions of history. This subtle point is explicated by Schroeder himself in the telling image he chooses to illustrate the difference between the classical game of great power politics and the age of imperialism. 

The classical game of great power politics, Schroeder suggests, was like a poker game played by highly armed powers but with a sense of common commitment to upholding the game. It was thus eventful, but repetitive, highly structured and to a degree timeless. There was no closure. Win or lose, the players remained the same. Imperialism, by contrast, was more like the brutal and notoriously ill-defined game of Monopoly. Under the new dispensation the players’ sole aim was accumulation up to and including the out-right elimination of the competition through bankruptcy. As Eric Hobsbawm also pointed out, one of the novelties of the situation before 1914 was that great power status and economic standing had come to be identified and the terrifying aspect of capital accumulation was that it had not natural limit. 

The difference with regard to temporal dynamics is striking. Unlike an endlessly repeated poker round, as the game of Monopoly progresses, the piling up of resources and the elimination of players marks out an irreversible, ‘historical’ trajectory. Unselfconsciously Schroeder thus introduces into the discussion one of the most fundamental ideas suggested by Hannah Arendt in the critique of imperialism and capitalist modernity that she first developed in The Origins of Totalitarianism. What she described was precisely the colonisation of the world of politics by the limitless voracious appetites of capital accumulation. And for her too this brought with it a new and fetishistic relationship to history. 

If global capitalist development was tied up in a very deep way with dynamic that drove the powers to war in 1914, so too was its guiding ideology of liberalism. Liberalism is not imperialism’s other, as by 1918 would be suggested by Woodrow Wilson’s reworked version of liberal ideology. Nor, on the other hand, is it reducible to, or identical with imperialism, as some critics would allege. They undeniably existed within the same space and in the early 20th century constituted each other.

Liberalism could justify violent escalation - “the war to end all wars” etc. But that violent dialectic was only one possibility. The moment also gave rise to a new crop of theories of world order order and “ultra-imperialism” as advanced, for instance by Karl Kautsky and J.A. Hobson. 

The problem of finding a new global order in the early twentieth century, the idea that came to such prominence in the wake of World War I, is not best understood in terms of “idealism” or the soft tissue of a disempowered international civil society. As I argued in Deluge, the project of world order, is best understood, as a power-political project. 

And this is where the question of hegemony enters in. 

With the plausibility of empire as a means of global ordering having reached its limit, hegemony is a convenient term for a global ordering of power amongst the powerful. The concept is indispensable. But it is also a snare. 

In the wake of the interwar crisis, analysts, taking inspiration from cyclical models of the development of capitalism, posited that hegemony was, if not a universal tendency, then certainly a recurring imperative of modern capitalism. To function well, the system needs a hegemon. Always! 

This was the thesis both of Kindleberger and Arrighi. 

The interwar crisis was the latest to result from a phase of hegemonic transition. In this case the baton dropped as it passed from the British Empire to the US.

There can be little doubt that a baton dropped. But what was at stake was not some ancient scepter of hegemonic power passed down from the Genoese to the Dutch, from them to the British and from there to the United States - the phrase is translatio imperii. 

That is of course an attractive idea for empire-builders, but its significance is as a piece of ideology rather than as an explanation. British power in the 19th century constituted the global condition, in Geyer and Bright’s terms, but it had precious little to do with hegemony as the US exercised it after 1945 - as instantiated in organizations like NATO and the European Community. Those were tools of order suited for an age of extremes. The problem of order is defined by the forces in play. The transhistoric notion of a hegemonic imperative fails to do justice to the explosive force of accumulation and state-formation unleashed from the middle of the nineteenth century i.e. the age of imperialism. To corral those forces, hegemony of a far more robust and intrusive kind was required. 

The British Empire did attempt to raise its game to match the challenges of the era. I take this to be the point of John Darwin’s indispensable Empire Project. But that radical new British ambition, to hold the global ring not at a distance, but through direct engagement of all the key players, suffered shipwreck in 1922 at Genoa. That was the moment, especially in comparison with the remarkable deal brokered at the naval conference in Washington, that America’s indispensability - in this conjuncture, at this moment - became undeniable. More on this to follow.