domingo, 11 de maio de 2014

Thinking about the Unthinkable: nuclear war - Mark Helprin (Claremont Book Review)

Thinking About the Unthinkable, Again

Essay by Mark Helprin

The Claremont Book Review, vol. X-XI, Winter 2010-Spring 2011
The equation for determining the overpressure of a nuclear shock wave, which can pulverize concrete before the heat of detonation turns it into glass and radioactivity makes it unapproachable, is D=D1´ W⅓(where D equals distance from ground zero of overpressure; D1equals distance from ground zero of reference overpressure; and W equals kilotonage). Applying this to empirical data reveals, for example, that at the outer limit of a six-square-mile area subject to a 10-kiloton nuclear blast at its center, a typical 20-story office building would be subjected on one side to an instantaneous pressure of six-million pounds. Pity everything in the six-square-mile area, and much beyond. And a 10-kiloton device, easily transportable in a salesman's case, produces less than 1/50th of 1% the yield of the largest nuclear weapon ever tested.
The destructive power of nuclear weapons, which operate on almost an astronomical scale, has engendered so deep-seated a fear that to think about them rationally is often mistaken as endorsing their terrible effects. In this view, emotion and sensitivity trump reason and calculation, as if neurosurgery would be better accomplished by method actors and poets, with a fainting couch nearby, rather than by neurosurgeons, who are commonly faulted for being cold. Thus Herman Kahn, who bid us think about the unthinkable, was reviled as a Dr. Strangelove even before Dr. Strangelove existed, and thus the movements for various types of nuclear abolition or reduction (their persistent power derived from the will, though not the wit, to survive) display a quality akin to panic.
The safe, responsible policy that for more than half a century has kept civilization-destroying nuclear weapons in check is counterintuitive: that is, to keep the unthinkable at bay, one must be willing to do the unthinkable. Consequently, it is hardly friendly to public opinion. Accommodating the popular will as they must, politicians of both parties frequently take steps that soothe the public even as they inflame the danger. And when responsible officials are themselves strangers to the facts of the matter, like Neville Chamberlain they develop the habit of mistaking the acclamation they receive for the true leadership they lack.
This is what has happened. In its drive toward severe numerical reduction of nuclear weapons as a prelude to complete abolition, the current administration will increase nuclear instability and proliferation even as it fulsomely congratulates itself for having done the opposite. Would that its perceptions were as faultless as its motives.

Abolition

Were the certain abolition of nuclear weapons possible, it would almost certainly be worth the negative effects that would accompany it, but these cannot be dismissed even if in most quarters they are virtually unknown. Abolition would restore primacy to certain forms of conventional warfare, changing the military balance unpredictably; for example, resurrecting the value of mass formations even if in the context of massed precision weaponry. Destabilizing in itself, a suddenly revised balance would coexist with a vastly lowered threshold of conflict between the major powers. In the first half of the 20th century, before the advent of nuclear weapons sidelined the direct conflict of the leading nations into a proxy system in which remote wars cost the lives of millions, the world wars cost the lives of scores of millions. The great wars did not vanish because of an era of good feelings, and there is nothing to indicate that absent the fear of nuclear escalation they might not reappear, especially given the further advancement, enrichment, and growth of the technology, surplus-producing economies, and massive nation-states that made them possible in the first place.
Were it actually feasible, removing nuclear weapons from the equation could make the use of chemical and biological weapons more likely. There is now a prototype of this in the Obama Administration's "Negative Security Assurances" as expressed in the 2010 Nuclear Posture Review (NPR): "The United States will not use or threaten to use nuclear weapons against non-nuclear weapons states that are party to the Nuclear Non-Proliferation Treaty and in compliance with their non-proliferation obligations."
According to this ill-considered doctrine intended with the force of paper to turn countries like Iran from their nuclear ambitions, they will be free to use chemical and biological weapons against us with our solemn guarantee that we will not respond with our full potential. What was once incalculable uncertainty has vanished, and they are now at liberty to entertain what previously they might not even have considered.
Someone in some agency of government must have drawn attention to this highly effective maneuver of the United States against itself, for the document immediately attempts to address the problem it creates: "Any state that uses CBW [chemical and biological warfare] against the United States or its allies and partners would face the prospect of a devastating conventional military response." Not a few states, however, such as North Korea, Vietnam, Iraq, and Afghanistan, have been willing to risk the "devastating conventional military response" with the confidence that they would live through it, as they have. We neither possess nor will we use CBW. Thus, we have unbalanced the equations of deterrence and given rogue and terrorist-sponsoring states license to attack us as we have never been attacked before.
If in fact we were to suffer such an attack, it is almost certain that even President Obama would immediately discard the "Negative Security Assurances"—which is only one of the reasons why it will be ineffective as a counter to proliferation. But in the context of nuclear abolition an indelible "Negative Security Assurances" would alter the dynamic of deterrence irreversibly and make the use of other weapons of mass destruction that much more likely.
Although the opportunity to abolish nuclear weapons might still be worth such potentially devastating effects, yet another risk overshadows the entire enterprise and cannot be responsibly abided. Abolition has none but a destructive purpose unless it is universal and highly certain. Without these conditions, giving up nuclear weapons is not merely unilateral disarmament but a powerful encouragement of their use, whether as a threat or in actuality, by whatever agency would secretly retain or manufacture them anew. Unfortunately, universality in a high degree of certainty is impossible to attain, which (and not because man is inherently evil, whether he is or not) is why nations have been trapped in nuclear deadlock.
The world is far too large and history too rich in surprise and betrayal to trust that abolition can be made certain. The nine known nuclear powers have collectively manufactured approximately 100,000 warheads. The bulk of these have degraded over time or been decommissioned. Most are secure and accounted for, but many are not, and no reliable warhead inventory exists among the established nuclear-weapons states, rogue aspirants, shoe-box countries, and terrorist groups. Untracked fissionable material from the former Soviet Union alone would be enough for the construction of a large number of weapons, and—legitimately or otherwise—new fissile material is created every day. Almost half a century ago, Israel, with a GNP of $3.3 billion and a population of two and a half million, created a nuclear weapon even before it produced its own jet aircraft. Were certain and universal abolition to be achieved, it could be secretly negated by manufacture. And as for covert retention, an average American house is big enough to hold an arsenal sufficient to control an otherwise nuclear-disarmed world.
What is the administration's answer to this elemental contradiction of its faith in the near-term feasibility of disarmament? "[I]n a world with complete nuclear disarmament, a robust intellectual and physical capability would provide the ultimate insurance against nuclear break-out by an aggressor." That is, after an aggressor unveils—or has used—his hidden arsenal, we begin to recreate our own?
At first one may feel relief that such astonishing reasoning, which riddles theNuclear Posture Review, is hedged. Abolition, we are told, depends upon halting proliferation; achieving total transparency, verification, and enforcement; and "the resolution of regional disputes that can motivate rival states to acquire and maintain nuclear weapons." Though these conditions will not arrive before the Messiah, with the audacity of hope over experience we are moving ahead anyway, in the expectation that engagement itself will solve problems unrelated to engagement, our rivals will cast aside their vital interests as easily as we have cast aside our own, and to show the people of Western Europe that we are sophisticated enough to share their semi-religious affection for appeasement.

Severe Reduction

The road to abolition—that is, the process of disarmament that in itself is reassuring to many—is anything but benign. Some effects of the severe reduction necessary to get to zero might be worth the risk were true abolition certain, but even then some would be so dangerous as to give pause.
Multilateral Effects: The drastic reductions we have agreed upon (from a peak of 31,255 warheads in 1967 to 1,550 in the New Strategic Arms Reduction Treaty (NSTART), deployed, more pertinently, on only 700 platforms) will rapidly bring about multilateral nuclear parity among, at first, China, the U.S., and Russia, and then among any number of states. As in the physical three-body problem, in which it is impossible to calculate the equilibrium among three bodies in motion, much less half a dozen; and as in a tripartite arms competition in which A and B can never rest in balance if B must take account of C, multilateral nuclear parity cannot be stable. Deterrence and sufficiency must be determined in view of combinations of opponents, or those that, having sat out a confrontation, come in fresh. This cannot be done without altering the equilibrium, requiring further adjustments that will further destabilize it. It used to be that the object of arms control was stability. Now it has become abolition, and the severe reductions required to achieve it are and will be detrimental to stability.
Lesser State Adventurism: As lesser, rogue, and crazy states arrive at actual—or what they merely perceive to be—nuclear parity, or even just nuclear sufficiency (the ability to inflict damage enough to dissuade an opponent from consideration of a nuclear exchange) they will be able to contemplate the use of tactical nuclear weapons to keep out the superior conventional forces of the traditional powers. Although it might delight the peace movements of the West, it would allow aggressors freedom of action without intervention. In the many regional wars this would inevitably encourage, nuclear use might seem irresistible to the states thus shielded, were their fortunes on the battlefield to encounter frustration they found threatening or intolerable. When Iran becomes a nuclear power, the Middle East will find itself in a whole new world. And as we move closer and closer to abolition, the prospect of an Iran at nuclear parity with the United States, as inconceivable as it may have been just a short time ago, becomes, as Yogi Berra might say, theoretically real, because we are making it so.
Encouragement of Proliferation: When the superpowers each had scores of thousands of warheads, thousands of delivery systems, and active, ever-evolving, related technologies, there was no profit to a lesser state in offering a nuclear challenge. The best any nation could do was to strive for minimum sufficiency. But with advances in precision guidance, sufficiency became a dangerous game, in that if it were calculated that, for example, 100 warheads were necessary to inflict unacceptable damage upon and therefore deter an opponent, presumably reducing their number by one would produceinsufficiency, and in so doing, tempt a first strike.
The focus then shifted to the much misunderstood and maligned concept of overkill, which increases stability by making it more difficult in a first strike to eliminate an opponent's sufficiency. But as precision guidance became nearly absolute, even overkill could be wiped out by an accurate enough attack. Lesser nuclear powers (China, Britain, France) relied upon the superpowers' demonstrated sobriety and contented themselves with enough nuclear potential to create uncertainty. Except when in their eyes regional rivalries made it imperative, non-nuclear powers generally saw no point in entering the game, because it was always too late to catch up.
Now, however, when the U.S. has committed to hold only 5% the number of warheads it once possessed at the peak, and requests an immediate push for further reductions; when our nuclear weapons complex and the nuclear weapons themselves have aged without adequate maintenance and replacement; when official policy is that "The United States will not develop new nuclear warheads...[to] support new military missions or provide for new military capabilities," we have stopped the evolution that served for so long to discourage so many others. This longstanding and popular goal of arms control—fewer and fewer warheads, approaching zero, and frozen technological advance—means that now anyone, no matter how small, can get in the game, and will. That is called proliferation, which arms control theoretically is supposed to stem, and sometimes can, but not when its focus is trained on abolition rather than stability, not when officials want to be credited for their transcendence rather than risk criticism for willingness to pursue the counterintuitive.

First Strike

One can reasonably argue that in pursuit of abolition the dangers associated with the process of reduction (multilateral instability, crazy-state adventurism, increased proliferation) are worth the risk. Abolition itself might make worthwhile the renewal of certain forms of conventional warfare, the lowering of the threshold of conflict between the major powers, and the increased likelihood of CBW, but is not worth the risks of concealment, breakout, or covert manufacture. Similarly, the severe reductions on the road to abolition or for their own sake are not worth nuclear force instability and the implicit encouragement of first strike.
The Nuclear Posture Review's conclusion that "the likelihood of a major nuclear war has declined significantly; thus far fewer nuclear weapons are needed," is received wisdom at the highest and lowest levels. A letter in the Air Force professional journal states that, "[A]s stockpiles decline, so does the temptation...to use them.... According to most scholars, the odds of a superpower nuclear gambit or first strike have by most estimates sunk to near zero—with odds continuing to lower as stockpiles diminish." Or the same, resuméd, from an Air War College professor writing in the New York Times: "[W]e have calculated that the country could address its conceivable...military concerns with only 311 strategic nuclear weapons...nine-and-a-half times the [explosive power] that...McNamara argued in 1965 could incapacitate the Soviet Union." (Diminution to one fifth the current agreed limits is politically conceivable, as these are themselves one twentieth the historical maximum, and the express wish of the administration is for an immediate move toward further reduction.)
The careless orthodoxy that a large number of warheads and delivery vehicles promotes a first strike and a smaller number discourages it, breaks first upon the shoals of fact—we know that during 40 years of very large numbers there was no first strike, and we do not yet know the effect of small numbers—and then upon those of logic, for it takes no account of vulnerability, the prime variable of strategic stability.
Even with advances in precision and terminal guidance, not every warhead will hit its target. Faulty intelligence, equipment failure, weather (literally), deception, defense, and other countermeasures mean that no matter how many warheads are devoted to each target not all targets will be destroyed. Consider illustratively the case of two opponents, each with a single warhead, and then another two with 1,000 apiece, with each warhead given an 80% chance of detonating upon its target. In the first case, the first strike has an 80% chance of destroying 100% of the victim's retaliatory capacity. In the second, at the same rate of accuracy, 200 warheads will remain with which the victim can retaliate in a second strike, and the opponent who struck first will have none with which to respond—a 0% chance of success. In a more homely fashion, which would be preferable, to attempt one bull's-eye with a rifle that is 80% accurate, or 1,000 bull's-eyes with 1,000 rifles of 80% accuracy? The conventional wisdom says that more warheads are more conducive to a first strike, and fewer are less conducive. The reality is exactly the opposite.
That the proposed 311 warheads are just a smidgen less than 1% of the historical maximum suggests that the analysis in the Times may have been driven less by objectivity than by a desired result. How stable would the balance of terror be at this number, assuming that a major competitor was effectively held to the same level? Strategic nuclear weapons are deployed in a triad of silo-based missiles, submarine-launched missiles, and bombers, and 311 warheads could be distributed among these in many permutations. Because the sea leg is the least vulnerable, the bulk of the warheads would no doubt be sea-based.
For example, even if all the soon-to-be-reduced-to-twelve SSBNs (nuclear ballistic missile submarines) did not take the soon-to-be-reduced-to-a-maximum-of-20 SLBMs (submarine-launched ballistic missiles) but 15 instead, 180 warheads would then reside in 12 targets—six SSBNs in port (fixed) and six at sea (mobile). One warhead on each of our only 60 remaining bombers at their three bases, dispersed into four primary target areas per base, yields 12 fixed targets. The remaining 71 warheads on 71 silo-based Minuteman III missiles yield an additional 71 fixed targets. Even if an enemy held 110 warheads in reserve, he would still have 2.5 warheads with which to attack each of a total of 89 fixed targets. The six submarines at sea would be vulnerable to, for example, those operational of 30 Russian and Chinese nuclear/attack and 74 conventionally powered submarines, and a large number of surface vessels and maritime patrol aircraft.
By way of comparison, at the end of the Cold War an enemy would have had to deal not with 89 fixed targets but with 1,064, and not with 6 SSBNs at sea but with 17, a far greater challenge and thus a far greater impediment to rash action. In addition, in 1992, virtually every missile was MIRV'd (that is, it carried multiple independently targetable warheads) meaning that, though MIRV'ing created its own major stability problem, to be effective a first strike had to approach 100% accuracy. For example, if 30 American missiles survived a first strike, because each missile could carry multiple warheads we would have been able to throw back several hundred in a retaliatory strike. If 30 warheads were left in the proposed 311-warhead regime, and the enemy had 110 remaining (see above), there would be no counter-force option (incapacitating his remaining missiles), meaning that he could, if he wished, destroy America's cities were the U.S. to retaliate with a counter-value strike against his cities in response to his first strike. Also, the degradation of the 30 remaining American missiles—by malfunction, weather, and ballistic missile defense—might make the risk of absorbing the consequently limited, and suicidal, counter-value strike tolerable to a Hitler, Stalin, Mao, or Ahmadinejad.
Although these examples are simplified versions of a more complex reality, nothing inherent or observable in the complexity changes the fact that moving to a very small number of warheads and delivery vehicles creates instability. The smaller the number, the greater the chance that a first strike may succeed, especially as the seas become more transparent and the accuracy of missilery increases at the torrid pace of civilian electronics. As if this were not enough, yet more (self-inflicted) changes to America's defense posture and nuclear doctrine will serve to destabilize the balances of what will soon become not a world in which nuclear weapons no longer exist, but one in which they are almost commonplace, and possessed by nations and dictatorial regimes known less for their restraint than for their psychoses.

Further Instability

Early in the nuclear age, inept doctrine sometimes was the cause of instability, and in recent decades inescapable technical advance leading to super-precision strike has done the same, but never has so mature a power of destruction been mated to such a confusion of doctrine amid such wide-spreading proliferation. Turning its gaze from stability to abolition, the Obama Administration has run roughshod over a number of protective principles discovered over time and as a corrective to great risk. For example, the essence of the doctrine of Flexible Response is to avoid terminal escalation by assuring that at every level of arms an assiduously maintained "deep bench" is not so easily exhausted or outmaneuvered as to require the desperate jump to nuclear weapons. In perhaps dim recognition of this, the NPR offhandedly states that "to reduce the role of nuclear weapons in deterring non-nuclear attacks" "[t]he United States will continue to strengthen" what elsewhere are called its "unrivaled military capabilities."
That its conventional capabilities are yet unrivaled by those of any single state is irrelevant to the wide scope of demands placed upon them, but, more to the point, the United States continues not to strengthen but to weaken them. The Air Force and Naval Aviation, which used to field four or five peak-generation fighters, have been reduced to the F-35-half the plane of the gratuitously abandoned F-22, of which we retain the remnants while Russia and China, and even India, together have five fifth-generation lines in development. The Navy's incredibly shrinking fleet is the smallest since 1916. The army has been transformed into a gendarmerie that with every skipped training rotation and cancelled heavy weapons system moves farther and farther away from the ability to fight another army. And the defense industrial base has been made so thin, non-competitive, and inactive that in case of emergency the "ramp-up" to the manufacture of today's complex weaponry would take from ten years to forever. All this and much more across the board has been inflicted in the name of economy, accompanied by false assurances and unfelt bravado, and without a thought to the implications for the use of nuclear weapons in an emergency in which inadequate conventional forces might buckle.
The new doctrine encourages proliferation not merely in easing up on existing and potential nuclear rivals by running the United States backwards, but in more creative ways as well. We will strengthen "bilateral and regional security ties" to show "neighboring states that their pursuit of nuclear weapons will only undermine their goal of achieving military or political advantages," and to reassure "non-nuclear U.S. allies and partners that their security interests can be protected without their own nuclear deterrent." But our involvement in regional alliances and wars tends to spur rather than dissuade neighboring states in regard to acquisition of nuclear weapons. One of Iran's chief motivations in seeking them is their utility in relation to American forces and policy in the Middle East. And our allies facing newly nuclear-armed antagonists can hardly be expected to rely on either our rapidly weakening conventional forces or our rapidly folding nuclear umbrella, but rather to seek their own. The reality is so intensely the opposite of what the NPR states that it may drive even Japan to seek its own nuclear deterrent. Which is all to say that disarmament cannot strengthen security guarantees or substitute for sound doctrine, and that when it is tortured into doing so the effects are predictably negative.
What of the new doctrine's elemental faith, as we have seen, that nuclear sufficiency is sufficient? In most things, by definition, sufficiency is sufficient, but in nuclear strategy it isn't. It would be were there no crises, misjudgments, and losses of control, and if one side's perceptions and doctrines were always rather than almost never exactly matched to the other's. It would be if the possibility of defense did not allow either the actual or illusory forcing of an opponent's capability from sufficient to insufficient. And defense is not just hardware and interceptors but also dispersion, civil defense, hardening, mobility of the deterrent, and the acceptability of loss as determined culturally, politically, by circumstance, and in the often unfathomable minds of those with the power of decision. Sufficiency is in these ways mercurial, yet at every turn and without a closer look the Obama nuclear doctrine relies upon it to preserve nuclear stability and defend the United States.
As if it were not enough for the administration to run its ideological bulls through the complex china shops of nuclear strategy, destroying structures and relations of which it may not even be aware, it sees as dangerous and worthy of suppression the very instrument with the greatest potential of both buttressing strategic stability and discouraging proliferation. That is, ballistic missile defense (BMD). In this regard, one thing must be clarified. The chief accusations against BMD have been that it cannot work and would (illogically, if it cannot work) promote strategic instability by serving as a shield to protect an aggressor from retaliation after his first strike, especially if this were a counter-force strike that reduced the victim's ability to retaliate in strength.
First, BMD can and does work, and though as the history of warfare illustrates and one would expect, all defenses can be countered, the same history also illustrates that with persistence and responsible stewardship defense can evolve to overcome countermeasures as they develop in turn. As for the second point, no competent strategist ever assumed that a missile shield, no matter how advanced, dense, or layered, could be assumed to do anything but mitigate the effect of an all-out nuclear strike, because even if only a few warheads broke through, the damage would be catastrophic. What a missile shield can do for certain, however, is protect a nation's deterrent, making a successful first strike impossible. A 90% effective defense that led to the destruction of 10% of a nation's cities would hardly free it to contemplate a first strike. By the same token, a defense that preserved 90% of its retaliatory force would make a first strike upon it virtually inconceivable.
Adequate ballistic missile defense would deeply discourage proliferation, in that the likely and threatening proliferators, able to produce only a limited strike capability, have the least chance of getting through a missile defense. The major leverage they might seek by going nuclear would be so reduced as to make them think twice. (Conveyance of nuclear bombs other than by missilery is a separate problem that does not absolve one from addressing the yet most efficient and likely means of delivery.)
How then will the administration make use of BMD, the best structural encouragement of strategic stability and a powerful disincentive to proliferation? "[O]ur missile defenses...are designed to address newly emerging regional threats, and are not intended to affect the strategic balance." The U.S. here officially limits missile defense to rogues and accidental launch, thus disallowing its role in reinforcing strategic stability and as a final line of defense (potentially saving millions of lives) against a counter-value attack. At the same time, it challenges an aspiring nuclear power to aim one notch beyond being a "regional threat." That is because, as we will not venture a defense against a major adversary, and have only 30 interceptors, the task for a new proliferator is well defined and not that challenging: build more than 30 missiles. In a unique "auto-jiu-jitsu," this will eventually force upon us the choice of increasing the numbers of interceptors, thereby moving toward a true strategic defense, or allowing "regional threats" to overwhelm our defenses as we keep faith to our theologically imposed self-limitations.
What can one offer, then, in lieu of the rapid diminution of nuclear weapons on the march to total abolition? First, the continuing maturity of safety measures. They have advanced over the years, from the Hotline to Permissive Action Links and Open-Ocean Targeting, and they can evolve further.
Second, ballistic missile defense, which can benefit strategic stability like nothing else, discourage proliferation, function as a last resort, and even, perhaps, slowly open the road to an abolition less fraught with the dangers of breakout, to the extent of a defense's ability to deal with these as the mass of the defense more and more outweighs the mass of a potentially concealable strike threat.
Third, instead of focusing on our own disarmament and that of other heretofore responsible nuclear powers—thus creating a complex of many actors with widely varying nuclear doctrines in a state of unstable parities—we should first devote our energies to preventing the acquisition of nuclear weapons by dictatorships, crazy states, lunatics, and medieval theocracies. At this we have thus far failed ignobly because we have neither the clarity of vision nor the courage to use force where it is obviously and responsibly required for the defense of this country and the world.
Nuclear war is not precluded by good intentions and magnanimous gestures. Crucial distinctions in doctrine make this unfortunately so. Russian, Chinese, and Iranian views are variously and sometimes vastly different from our own. Even we, after using nuclear weapons twice, contemplated doing so in Korea—not just MacArthur but Eisenhower and Churchill as well—and, later, in Vietnam. The doctrines and practices that over literally millions of "warhead years" have prevented even a single detonation either in anger or by accident are complex, sometimes delicate, and often counterintuitive. They have always been and must remain subject to evolution and adjustment, but they must be deeply understood before they are revised, and at the least they must be considered before they are cast aside.
Mark Helprin is a senior fellow of the Claremont Institute, and the author, most recently of Digital Barbarism: A Writer's Manifesto (Harper).

Chile: fim do modelo bem sucedido de integracao aberta com o mundo, baseado no mercado? - Mauricio Rojas

Retirado do blog de meu amigo Orlando Tambosi:

Orlando Tambosi, 10/05/2014

Artigo de Maurício Rojas sobre o "assalto ao modelo" promovido pela presidente socialista Michelle Bachelet. A estupidez ideológica, na América Latina, é atavismo:

Hace algunos días The Wall Street Journal (4.5.2014) publicó un artículo titulado “Asalto al milagro chileno”. Su tema era la drástica reforma tributaria propuesta por la nueva presidenta, Michelle Bachelet, que puede llegar a elevar la tributación de las empresas del 20 al 35%. Ello, combinando el efecto de un alza del impuesto a la ganancia del 20 al 25% y la eliminación de la franquicia tributaria referente a las ganancias reinvertidas. Así, Chile se mueve a contracorriente en un mundo donde la tendencia, especialmente en economías pequeñas y abiertas, es bajar los impuestos para atraer la inversión.

De esta manera, la presidenta socialista da inicio a la destrucción de los fundamentos de una época de notable crecimiento y progreso en Chile. Lo hace, además, con todo el desparpajo característico de la demagogia populista, alegando que sólo los ricos pagarán, como si un asalto semejante a los inversores no fuese a deteriorar la creación de empleo y, con ello, el desarrollo de los salarios reales y la lucha contra la pobreza y la desigualdad.

Pero aún más grave que este descriterio económico es el propósito del mismo, que no es otro que promover una reforma educacional cuyo norte es la estatización creciente de la educación chilena. Dentro de pocos días se presentará al parlamento el proyecto prohibiendo el lucro, es decir, el emprendimiento, en la educación que recibe algún tipo de aporte estatal. Este es un ataque directo a aquella multitud de escuelas concertadas de todo nivel donde hoy se educa en torno la mitad de los niños chilenos. De esta manera, el socialismo pretende lo que siempre ha pretendido por doquier: apoderarse de la formación de las nuevas generaciones para hacerlas a su imagen y semejanza. Que con ello se pueda destruir aquel sistema educacional que, con todas sus deficiencias, es el mejor de América Latina según las mediciones de PISA parece importarle poco a la actual presidenta. 

Y por si esto fuera poco, el socialismo chileno se ha lanzado a destruir las bases mismas de una sociedad liberal proponiendo un sistema de cuotas o “discriminación positiva” en la educación y la política –y luego vendrá toda otra actividad– que pondrá a Chile en la senda de una sociedad donde los individuos no son juzgados de acuerdo a su mérito sino por su pertenencia a un grupo determinado.


Malos tiempos para Chile, pero nada nuevo bajo el sol. El socialismo no defrauda, lo que sí defrauda son los pueblos que se dejan embaucar por su demagogia y lo eligen. (Fundación para el Progresio).

Politica economica companheira: a repeticao da Historia, como farsa - Rolf Kuntz


Rolf Kuntz - O Estado de S. Paulo
Bem-vindos de volta aos anos 50, ou, melhor, bem-vindos ao arremedo dos anos 50, a história repetida como farsa. As professoras do curso primário ainda apresentavam o Brasil, naquele tempo, como "um país essencialmente agrícola", apesar da onda de mudanças – a criação recente da grande siderurgia, a fundação da Petrobrás, a organização do Banco Nacional do Desenvolvimento Econômico, a expansão das fábricas de bens de consumo e a bandeira da industrialização acelerada. Hoje, como há seis décadas, a exportação depende dos produtos básicos. De janeiro a abril deste ano, só essa categoria proporcionou uma receita maior que a de um ano antes. Esse faturamento, US$ 33,91 bilhões, foi 4,2% superior ao dos primeiros quatro meses de 2013. Ao mesmo tempo, recuaram as vendas de industrializados. Também como nos tempos de Getúlio e JK, incentivos especiais e esquemas de proteção comercial são usados para favorecer a indústria local. Mas essa indústria há muito tempo deixou de ser nascente, a substituição de importações perdeu sentido e muitos países naquele tempo subdesenvolvidos tornaram-se potências dinâmicas e competitivas.
Na repetição farsesca dos anos 50, o governo atribui à oposição o desejo de privatizar a Petrobrás, quando a privatização de fato é promovida pelo grupo no poder, ao aparelhar, lotear e submeter as estatais a interesses partidários e pessoais dos governantes e de seus aliados. Esse mesmo padrão de comando levou a Petrobrás a negócios desastrosos, prejudicou sua receita, dificultou seus investimentos, converteu-a na empresa mais endividada do mundo – como noticiou a imprensa internacional – e corroeu seu valor de mercado. Tudo isso bastaria para compor uma história de incompetência, irresponsabilidade e abuso, mesmo sem o complemento das suspeitas de pilhagem, das prisões e da investigação criminal.
Na farsa do retorno aos anos 50, a sexta ou sétima economia mundial aparece em 22.º lugar entre os exportadores e só escapa de uma posição mais humilhante graças ao agronegócio e a um setor de mineração ainda com sinais de vitalidade. A nova pesquisa da indústria, recém apresentada pelo Instituto Brasileiro de Geografia e Estatística (IBGE), com universo mais amplo e ponderação atualizada, serviu principalmente para confirmar as más condições do setor. Pelas novas contas, a produção industrial cresceu 2,3% em 2013, quase o dobro da taxa indicada pelo velho critério, 1,2%. Mas esse crescimento mal bastou para compensar o recuo do ano anterior, 2,3%.
Pelas novas contas, a produção de bens de capital – máquinas e equipamentos – também continuou em crise, com redução de 11,2% em 2012 e expansão de 11,3% no ano passado. No primeiro trimestre deste ano, as fábricas desses bens produziram 0,9% menos que entre janeiro e março de 2013. Esses dados confirmam a pouca disposição dos empresários de ampliar e modernizar a capacidade produtiva e tornam risível, mais uma vez, a promessa oficial de avanço econômico puxado pelo investimento.
Nos anos 50 o presidente Juscelino Kubitschek instalou uma administração paralela – os grupos executivos – para cuidar da implementação do Plano de Metas. A alternativa, segundo a avaliação da equipe de governo, seria atrasar o plano para reformar a máquina federal. Pode-se discutir se um caminho intermediário seria possível, mas um dado é inegável. No fim de cinco anos, a maior parte das metas havia sido alcançada: a industrialização havia avançado e uma nova capital havia sido plantada no centro do País.
Sobraram custos importantes e pressões inflacionárias, mas o governo seguinte, com alguma competência, poderia ter realizado os ajustes. Não se pode culpar JK nem pela renúncia de Jânio nem pelo desperdício de oportunidades na gestão de João Goulart, incapaz de sustentar politicamente a dupla Celso Furtado-San Tiago Dantas e garantir a execução do Plano Trienal.
Na reprodução em forma de farsa, o planejamento foi alardeado na retórica e abandonado na prática. Nem se planejou, nem se reformou a administração, nem se buscaram alternativas para maior eficiência. Falar em produtividade do setor público foi estigmatizado como discurso neoliberal. Escolheu-se como política a distribuição de postos a companheiros e aliados, tanto na administração direta quanto nas autarquias e empresas. Ao ocupar o Palácio do Planalto, em 2011, a presidente Dilma Rousseff prometeu cuidar da qualidade da gestão federal. Nunca deu um passo para isso.
A farsa da repetição teve improvisação no lugar do planejamento, distribuição arbitrária de benefícios, excesso de gastos, promiscuidade entre Tesouro e bancos oficiais, interferência desastrada na formação de preços e muito mais estímulo ao consumo do que à produção. Um déficit em conta corrente próximo de 3,5% do PIB, bem maior que o investimento estrangeiro direto, foi uma das consequências. Outro resultado importante, além, é claro, da estagnação industrial, foi uma inflação sempre na vizinhança de 6% ao ano, muito acima da meta, 4,5%.
Em abril, o Índice de Preços ao Consumidor Amplo (IPCA) subiu 0,67%. O governo pode apontar uma melhora, depois da taxa de 0,92% em março. Mas uma alta de 0,67% ao mês corresponderia, em um ano, a 8,34%. O acumulado efetivo em 12 meses ficou em 6,28%, muito perto do limite de tolerância (6,5%). Em outras economias emergentes, bem mais dinâmicas, a alta de preços tem raramente superado 3%. Mas o quadro da inflação brasileira pode piorar, com a descompressão de preços contidos politicamente e nenhum esforço do governo para conter seus gastos.
Há, no entanto, pelo menos uma boa notícia. Segundo o ministro do Esporte, Aldo Rebelo, os torcedores ingleses podem vir tranquilos para a Copa da Fifa. Não haverá, garantiu, perigo maior que o enfrentado pelos soldados britânicos no Iraque. Faltou explicar se os torcedores deverão vir armados, como os militares enviados à guerra.
*Jornalista

Brasil: politica economica de Jeca Tatu - Rolf Kuntz

O Brasil do banquinho de três pernas
Monteiro Lobato criou um símbolo perfeito para o governo comandado pela presidente Dilma Rousseff, ao sintetizar no banquinho de três pernas o mobiliário e as ambições do caboclo. Para que quatro pernas, se três o sustentam e ainda evitam o trabalho de nivelamento? Os banquinhos do governo estão desenhados com perfeição nos principais indicadores e projeções da economia nacional, aceitos comodamente pelo grupo no poder. O aumento de preços na vizinhança de 6% é um bom exemplo de como funciona essa filosofia de Jeca Tatu.
O ministro da Fazenda, Guido Mantega, prometeu nesta semana, para o fim do ano, uma inflação dentro do limite de 6,5%, ponto extremo da margem de tolerância. A taxa anual até poderá ultrapassar essa marca nos próximos meses, mas em seguida – palavra de ministro – vai recuar e permanecer na área delimitada. Meta de 4,5%? Nem pensar, pelo menos por alguns anos.
Crescimento econômico? Muito bom, se chegar a 2,5% em 2013, como está indicado no projeto da Lei de Diretrizes Orçamentárias. Contas externas? O Banco Central projeta para o ano um déficit em conta corrente de US$ 80 bilhões, muito parecido com o de 2013 (US$ 81,07 bilhões) e ainda perto de 3,6% do produto interno bruto (PIB), onde tem permanecido, sem grande agitação, desde março do ano passado.
Forçado a se mexer para atiçar o fogo, e de vez em quando provocado, o governo-Jeca se compraz na recitação monótona de façanhas discutíveis e ainda se permite, de vez em quando, alguma bravata. Uma das preferidas é a comparação das contas públicas brasileiras com as dos países mais avançados. Mas até essa lenga-lenga está ficando insustentável, porque os governos do mundo rico, menos propensos ao comportamento de Jeca Tatu, andaram tomando providências para melhorar as finanças. Resultado: o Brasil ficou muito pior na foto.
Segundo o Eurostat, o escritório de estatísticas da União Europeia, os 28 países do bloco reduziram seu déficit fiscal para a média de 3,3% do PIB no quarto trimestre de 2013. Nos 18 países da zona do euro a média diminuiu para 3%.
No Brasil, o déficit nominal das contas públicas (resultado total, como se mede em quase todo o mundo) ficou em 3,26% do PIB no ano passado e chegou a 3,3% nos 12 meses terminados em fevereiro deste ano. Não dá mais para esnobar os europeus, se forem consideradas aquelas médias.
Para que pensar em modernização econômica, educação séria e criação de empregos decentes, se é muito mais cômodo levar adiante a conversa mole?
Mas a bravata é igualmente insustentável quando se considera a maior parte dos resultados individuais. Em 18 dos 28 países do bloco maior o resultado fiscal de 2013 foi melhor que o brasileiro. Entre os 18 estão duas das maiores economias, a Itália, com 3% de déficit, e a Alemanha, com zero. Em quase todas as outras os resultados melhoraram de forma consistente entre 2010 e 2013. Além disso, também as economias mais afetadas pela crise começaram a vencer a recessão e suas perspectivas são de maior crescimento nos próximos anos.
Mas a dívida pública brasileira, pode insistir algum dirigente brasiliense, é menor que a da maior parte dos europeus como porcentagem do PIB. É verdade, mas esse argumento seria muito mais relevante se a classificação de risco do Brasil fosse tão boa quanto a desses países e se, além disso, os títulos brasileiros fossem aceitos no mercado com as taxas de juros cobradas dos governos europeus.
Além disso, ninguém acusou esses governos de ter recorrido a criatividade contábil para fechar seus balanços nos últimos anos, nem a truques para disfarçar indicadores incômodos, como a taxa de desemprego. Lances desse tipo têm sido frequentes no Brasil, mas em geral para outras finalidades. Empenhado em administrar os índices, em vez de cuidar da inflação, o governo tem controlado os preços dos combustíveis e recorrido a prefeituras e governos estaduais para conter as tarifas do transporte público. Além disso, forçou a contenção das tarifas de energia elétrica, impondo perdas a empresas do setor e pesados custos adicionais ao Tesouro.
Inútil no combate à inflação, essa política fracassada e desastrosa ainda levou o governo a tentar novas mágicas para disfarçar seus efeitos fiscais. Uma das saídas foi a montagem de um estranho esquema de financiamento bancário – R$ 11,2 bilhões – à Câmara de Comercialização de Energia Elétrica (CCEE), uma entidade sem fim lucrativo e sem garantias próprias para oferecer aos bancos. A garantia será dada pelas distribuidoras e dependerá das tarifas cobradas. O custo será incluído no cálculo das novas tarifas a partir de 2015. Toda essa complicação, incluídos os juros do financiamento, seria evitada sem a demagogia da contenção de tarifas.
Políticas desse tipo são tão eficientes quanto as rezas de benzedeiras em atividade nas Itaocas de Monteiro Lobato. Sua serventia principal é poupar à autoridade – o Jeca de plantão – o trabalho de pensar seriamente e de enfrentar tarefas desagradáveis. Sem disposição para fazer o necessário, resta ao caboclo em função pública inventar meios de contemporizar e de empurrar os problemas para a frente. Inflação longe da meta de 4,5% em 2015 e crescimento econômico de 3%, também indicados no projeto da LDO, combinam com a filosofia do tripé.
Alguns se deixam contaminar pelo conformismo do Jeca e até enganar por sua esperteza rasa. A conversa sobre a criação de empregos é parte dessa esperteza. As demissões na indústria e a baixa qualidade dos postos criados no setor de serviços são temas postos de lado, assim como se tentou fazer com a pesquisa continuada por amostra domiciliar. Esta pesquisa – coincidência notável – vinha apontando taxas de desemprego maiores que as da pesquisa tradicional, mais limitada territorialmente. Para que pensar em modernização econômica, educação séria e criação de empregos decentes, se é muito mais cômodo levar adiante a conversa mole?

Piketty comete erros primarios em seu livro: critica de Robert P.Murphy (Blog Free Advice)

Piketty Can’t Even Get His Basic Tax History Right

Robert P.Murphy 

Blog Free Advice

Capital & Interest

The more I read of Thomas Piketty’s Capital in the Twenty-First Century, the worse it gets. Try this excerpt:
[T]he Great Depression of the 1930s struck the United States with extreme force, and many people blamed the economic and financial elites for having enriched themselves while leading the country to ruin. (Bear in mind that the share of top incomes in US national income peaked in the late 1920s, largely due to enormous capital gains on stocks.) Roosevelt came to power in 1933, when the crisis was already three years old and one-quarter of the country was unemployed. He immediately decided on a sharp increase in the top income tax rate, which had been decreased to 25 percent in the late 1920s and again under Hoover’s disastrous presidency. The top rate rose to 63 percent in 1933 and then to 79 percent in 1937, surpassing the previous record of 1919. [Piketty pp. 506-507]
Look, I don’t mean to be a stickler, but the above tax “history” is totally wrong. Here is the actual history of the top federal income tax rate, from the Tax Policy Center:
2014.05 Top US PIT rate
The column you want to look at is second from the right. A few things:
(1) The top rate was lowered to 25 percent in 1925, not exactly “the late 1920s” and certainly not by Herbert Hoover. (I think the brief 24 percent rate in 1929 was a one-off adjustment in the surtax, but I am not certain and I’m not going to go look it up right now.)
(2) The top rate was jacked up to 63 percent in 1932, not 1933, and it was done by Herbert Hoover, not by FDR. (Note that the 63 percent rate applied to the 1932 tax year, so we can’t rescue Piketty by saying he was referring to the first year of impact rather than the passage.)
(3) The top rate was raised to 79 percent in 1936, not 1937. (If you want to cross-reference another source, this page also agrees that the 79 percent rate kicked in in 1936.)
Now if there had just been one instance of Piketty being off by a single year, I would excuse it by saying maybe he got mixed up in interpreting how US tax laws work. But to say (or did he merely imply?) that Hoover was the one to lower tax rates to 25% is just crazy; Hoover wasn’t inaugurated until March 1929, and the top rate was lowered to 25% back in 1925.
Furthermore, notice that this isn’t an “arbitrary” screwup on Piketty’s part: On the contrary, it serves his narrative. It would be really great for Piketty’s story if the right-wing business-friendly Herbert Hoover slashed tax rates to boost the income of the 1%, thereby bringing in a stock bubble/crash and the Great Depression. Then FDR comes in to save the day by jacking up tax rates. Except, like I said, that’s not what actually happened.
So let’s see: The #1 Amazon bestseller is a work involving a theoretical mechanism that explains how interest rates will interact with GDP growth in order to yield an ever-rising share of capital income, and this is embedded in what is (we are told) a masterful historical analysis of tax policy and income distribution. So far we’ve seen:
(a) Piketty’s theoretical structure suffers from basic confusion, which was so bad that Nick Rowe declared in the comments here: “If an economist writes a whole book about capital and the functional distribution of income, you would think he would at least understand the very basics of the theory of capital and interest. He does not.
Bob is absolutely [right] about this. How come anyone takes this stuff seriously?”
and
(c) Piketty botches basic historical tax facts, in a way that helps his narrative.
But hey, it’s all good. He gives us a scientific justification for taking property away from rich people. Why let the above quibbles get in the way of worldwide confiscation?

15 Responses to “Piketty Can’t Even Get His Basic Tax History Right”

  1. Ash
    One common criticism I hear of Austrians is that the reason they aren’t taken seriously, is because all the “good work” is being done by the mainstream. .
    Well, if making crucial errors in the history of thought and the political history used to buttress your policy conclusions qualifies as doing “good work”, then maybe it’s a good thing Austrians aren’t doing any!
    • Tel
      Even a first year student can calculate the economic justification for selling your opinions on the open market.
  2. AC
    Sorry, you “conservatives” had your chance. DeKrugman said the debate is over.
  3. Obi1Kulinobi
    I have it from secondary scources but i heart that pikety is in favour of Capital tax.
    I wonder if mainstream in this case is base on Ramsey model?I learnt in college that base on Ramsey model capital tax is the worse type of tax, is he dealing with this issue anyhow?
    • Bob Murphy
      Obi, I am going to do a full book review in a week or two. Stay tuned.
      (But, Piketty doesn’t think taxing capital is bad, at least not if it’s limited to the very wealthy. So he rejects the standard arguments that claim taxing capital is much worse than taxing income or consumption.)
  4. Major-Freedom
    Murphy, thanks for all of this. We “Austrians” learned our lesson after Hayek didn’t write a critique of The General Theory because he believed it would be just a passing fad.
    • Enopoletus Harding
      According to Gary North, as next to no one reads the General Theory, a series of critiques of the most popular economics textbooks would be far more relevant.
  5. Ken P
    My guess is that he didn’t feel the need to check his facts because everyone knows that Hoover would have been the one that cut taxes and FDR would have been the one that raised them. Extreme bias causes facts to morph to fit your worldview.
    a) and b) are mistakes that show a lack of scholarly rigor. Bob did a good job of explaining those – even I was able to understand his example. c) would be poor for even a high school term paper.
  6. Cosmo Kramer
    Somehow…. I think these table errors will be allowed to slide under the rug.
    Had the implications been inversed though…http://www.bloomberg.com/news/2013-05-28/krugman-feud-with-reinhart-rogoff-escalates-as-austerity-debated.html
  7. MG
    Bob, look at this other error:
    Again, incredibly sloppy, and always erring on one side of the narrative.
    • Cosmo Kramer
      again….. these policy proposals by statists are racist, period.
      “In 1938 the average hourly wage in manufacturing
      industries was 62 cents an hour. In January, 1968, it was
      $2.64 an hour. But our legislators, not content with this
      general rise in wages due to more and better tools and
      natural economic forces, have decided to keep raising
      the legal minimum wage even faster than the fast-rising
      market average. Thus the statutory minimum was only
      29 per cent of average hourly earnings in manufacturing
      just before the increase in 1950, but 40 per cent
      before the increase of the minimum in 1956,43 per cent
      before the increase in 1961, 47 per cent before the increase
      in 1963, and 54 per cent before the increase in
      1968. The consequence of this is that the legal minimum
      wage was pushed up 114 per cent between early 1956
      and 1968, though average hourly earnings in manufacturing
      rose only 55 per cent. Meanwhile, the Federal
      minimum wage has become effective over a far greater
      range.
      The net result of all this has been to force up the wage
      rates of unskilled labor much more than those of skilled
      labor. A result of this, in turn, has been that though an
      increasing shortage has developed in skilled labor, the
      proportion of unemployed among the unskilled, among
      teen-agers, females and non-whites has been growing.
      The outstanding victim has been the Negro, and particularly
      the Negro teen-ager. In 1952, the unemployment
      rate among white teen-agers and non-white
      teen-agers was the same—9 per cent. But year by year,
      as the minimum wage has been jacked higher and
      higher, a disparity has grown and increased. In Februaryary of 1968, the unemployment rate among white teenagers
      was 11.6 per cent, but among non-white teenagers
      it had soared to 26.6 per cent.”
    • Bob Murphy
      MG thanks! This guy is something else, isn’t he?
  8. Yancey Ward
    If you had shown me the tables and then asked me to describe how Piketty would describe the tax changes, I would have predicted exactly what Piketty wrote. These aren’t errors- they are lies that Piketty hoped no one would catch, but if they were caught, it could be explained away as a “slight error”. Krugman has made this sort of thing into an art form.
    • Bob Murphy
      Yancey, I guess I am more naive than you. I would not have predicted a scholar would put demonstrably wrong historical facts in his book. Like you said, Krugman et al. have totally misled their readers regarding Hoover vs. FDR, but at least he didn’t write things that were flat-out false. Piketty has lowered the bar.
      (I should note that this is through a translator, so it’s conceivable there’s a less sinister explanation. But it doesn’t look good, especially with the minimum wage stuff.)
      • Yancey Ward
        I guess I have seen too many “scholars” put demonstrably wrong facts in their books, and done so deliberately. Then I have seen legions of other “scholars” defend the practice.

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